RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
2NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
3PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
4SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
5DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
6SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
7KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
8NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
9FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
10ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
11RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
12THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
13CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
14MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
15PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
16SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
17COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
18NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
19SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
20MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
21WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
22SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
23JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
24RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
25KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
26FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
27ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
28MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
29OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
30VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
31T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
32MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
33WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
34VESTURA, LLC$739,346$156,741,300$156,741,300
35ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
36WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
37VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
38NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.