RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | WALKNER CONDON FINANCIAL ADVISORS LLC | $145,833 | $137,228,929 | — | $137,228,929 |
| 2 | NAVIGEN WEALTH MANAGEMENT | $184,813 | $132,695,412 | — | $132,695,412 |
| 3 | T. ANTON INVESTMENT HOUSE, INC. | $210,930 | $171,486,456 | — | $171,486,456 |
| 4 | MENDOTA FINANCIAL GROUP, LLC | $233,416 | $229,214,102 | — | $229,214,102 |
| 5 | FINANCIAL SERVICE GROUP INC | $257,076 | $248,849,259 | — | $248,849,259 |
| 6 | RESONANT CAPITAL ADVISORS, LLC | $280,464 | $583,997,739 | $63,874,784 | $647,872,523 |
| 7 | SHAKESPEARE WEALTH MANAGEMENT, INC. | $341,143 | $274,279,242 | — | $274,279,242 |
| 8 | JACOBSON & SCHMITT ADVISORS, LLC | $344,228 | $257,913,702 | $9,206,859 | $267,120,561 |
| 9 | CANOPY WEALTH MANAGEMENT | $354,195 | $566,088,242 | $40,647,154 | $606,735,396 |
| 10 | NEXT GENERATION WEALTH MANAGEMENT, INC. | $366,086 | $341,772,508 | $4,910,972 | $346,683,480 |
| 11 | SJA FINANCIAL ADVISORY, LLC | $366,934 | $437,961,402 | $891,822 | $438,853,224 |
| 12 | VERUS INVESTMENT ADVISORY GROUP, INC. | $369,454 | $131,664,194 | $2,816,928 | $134,481,122 |
| 13 | MCCARTHY GRITTINGER FINANCIAL GROUP, LLC | $417,516 | $277,666,483 | $30,460,252 | $308,126,735 |
| 14 | WINDWARD WEALTH STRATEGIES, INC. | $423,838 | $160,210,670 | — | $160,210,670 |
| 15 | SUMNICHT & ASSOCIATES, LLC | $462,751 | $291,092,136 | $46,253,020 | $337,345,156 |
| 16 | MILESTONE INVESTMENT ADVISORS, LLC | $531,189 | $514,359,363 | $89,071,053 | $603,430,416 |
| 17 | ISTHMUS PARTNERS, LLC | $591,038 | $696,242,577 | — | $696,242,577 |
| 18 | WFA ASSET MANAGEMENT CORP | $616,645 | $269,366,484 | $16,140,063 | $285,506,547 |
| 19 | ACCESS INVESTMENT ADVISORS INC | $623,988 | $149,133,027 | — | $149,133,027 |
| 20 | ORGEL WEALTH MANAGEMENT, LLC | $650,018 | $5,068,194,052 | — | $5,068,194,052 |
| 21 | VESTURA, LLC | $739,346 | $156,741,300 | — | $156,741,300 |
| 22 | VOYAGER CAPITAL MANAGEMENT, LLC | $748,980 | $180,371,231 | $133,023 | $180,504,254 |
| 23 | FINANCIAL PLANNING AND INFORMATION SERVICES, INC. | $771,505 | $771,504,952 | — | $771,504,952 |
| 24 | ENRICH FINANCIAL PARTNERS LLC | $790,000 | $233,500,000 | $3,500,000 | $237,000,000 |
| 25 | PEGASUS PARTNERS | $794,851 | $1,695,304,695 | $94,699,202 | $1,790,003,897 |
| 26 | NORTH STAR ASSET MANAGEMENT INC | $814,929 | $1,891,452,136 | $45,633,426 | $1,937,085,562 |
| 27 | DIVERSIFIED MANAGEMENT INC | $829,500 | $1,162,012,521 | $89,703,600 | $1,251,716,121 |
| 28 | OPEROSE ADVISORS LLC | $905,194 | $197,999,542 | $3,858,831 | $201,858,373 |
| 29 | NORTHERN OAK WEALTH MANAGEMENT, INC. | $921,530 | $879,488,942 | $2,415,122 | $881,904,064 |
| 30 | PJS INVESTMENT MANAGEMENT | $1,029,425 | $574,410,160 | $24,715,218 | $599,125,378 |
| 31 | SADOFF INVESTMENT MANAGEMENT LLC | $1,157,168 | $1,460,346,509 | — | $1,460,346,509 |
| 32 | THUN FINANCIAL ADVISORS | $1,261,408 | $1,000,000 | $637,272,632 | $638,272,632 |
| 33 | SCHAPER BENZ & WISE INVESTMENT COUNSEL INC | $1,406,735 | $1,026,669,459 | $21,348,147 | $1,048,017,606 |
| 34 | KYLE FINANCIAL SERVICES | $1,584,897 | $261,507,932 | — | $261,507,932 |
| 35 | RMR WEALTH ADVISORS LLC | $1,884,155 | $261,897,539 | — | $261,897,539 |
| 36 | KLCM ADVISORS, INC. | $1,922,409 | $893,920,294 | — | $893,920,294 |
| 37 | COPPER HARBOR INVESTMENT ADVISORS, LLC | $2,236,025 | $359,955,000 | $45,000 | $360,000,000 |
| 38 | MICHAEL A. DUBIS FINANCIAL PLANNING, LLC | $3,273,969 | $160,424,468 | — | $160,424,468 |
Showing 1 to 38 of 38 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
