RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Access Investment Advisors Inc$330,250$167,106,686$167,106,686
2Central Wealth Management LLC$221,861$118,695,827$118,695,827
3Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
4Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
5Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
6Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
7Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
8Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
9Financial Service Group Inc$272,961$284,971,179$284,971,179
10Isthmus Partners, LLC$655,146$779,624,047$779,624,047
11Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
12Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
13KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
14KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
15Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
16McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
17Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
18Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
19Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
20Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
21Navigen, LLC$233,935$160,713,137$160,713,137
22Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
23North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
24Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
25Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
26Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
27P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
28Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
29Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
30Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
31RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
32Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
33Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
34Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
35Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
36Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
37T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
38THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
39Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
40Vestura, LLC$927,013$209,504,900$209,504,900
41Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
42Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
43WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
44Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.