RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Engines Advisors$128,980$181,000,000,000$181,000,000,000
2Chevy Chase Trust Company$7,193,129$27,686,353,937$27,686,353,937
3Private Advisor Group, Llc$238,446$19,360,330,580$38,481,254$19,398,811,834
4Jasper Ridge Partners, L.P.$500,041,890$19,288,071,368$713,604,226$20,001,675,594
5Kayne Anderson Rudnick Investment Management$645,985$17,840,299,332$4,981,721,014$22,822,020,346
6Appleton Partners,Inc.$1,673,906$10,189,067,277$10,189,067,277
7AE Wealth Management, LLC$111,906$5,526,239,350$5,526,239,350
8Zacks Investment Management$793,353$4,973,528,399$4,973,528,399
9Gresham Partners$40,951,363$4,606,352,489$2,642,038,686$7,248,391,175
10Pensionmark Financial Group, Llc$3,569,836$3,816,186,761$14,625,584,274$18,441,771,035
11Global Financial Private Capital, LLC$96,407$3,555,568,110$3,555,568,110
12Alaska Permanent Capital Management Co$18,248,231$2,412,922,640$123,581,467$2,536,504,107
13Tcg Advisors, Lp$1,625,702$2,133,105,051$684,236,218$2,817,341,269
14Roosevelt Investments$480,003$1,989,933,600$129,757,657$2,119,691,257
15Northcoast Asset Management LLC$398,236$1,659,050,217$1,659,050,217
16Rocky Mountain Advisers, Llc$5,440,614$1,376,255,531$219,915$1,376,475,446
17The Wealth Consulting Group$215,431$1,295,086,137$113,399,636$1,408,485,773
18Efficient Advisors$178,997$1,075,054,158$1,075,054,158
19Retirement Management Systems$399,778$1,057,815,736$2,795,094$1,060,610,830
20Logan Capital Management, Inc.$1,679,234$1,030,365,552$400,342,113$1,430,707,665
21Cambria Investment Management, L.P.$1,483,578$921,301,999$921,301,999
22Cornerstone Management, Inc.$606,992$897,141,029$1,207,263$898,348,292
23Buckhead Capital Management, Llc$7,202,969$864,661,760$122,144,946$986,806,706
24The Retirement Planning Group, Inc.$265,197$861,888,786$861,888,786
25Dean Investments$1,531,454$794,824,537$794,824,537
26Cabana Asset Management$89,586$777,233,641$95,605,880$872,839,521
27Pacific Portfolio Consulting, LLC$12,030,888$770,923,550$2,633,817,831$3,404,741,381
28Corrigan Financial Inc$722,932$732,132,000$3,813,000$735,945,000
29Dividend Assets Capital, Llc$740,484$713,000,435$4,528,447$717,528,882
30Private Asset Management Inc$501,709$696,873,252$696,873,252
31Nextcapital Advisers$86,174$687,495,947$687,495,947
32Hfm Wealth Management$3,601,909$665,100,302$33,670,138$698,770,440
33Winthrop Capital Management$1,270,732$661,068,778$18,772,981$679,841,759
34Sound Income Strategies, Llc$91,300$655,348,129$52,045,467$707,393,596
35Brookfield Investment Partners, Llc$17,073,427$648,790,222$648,790,222
36Sharkey Howes & Javer Inc$255,479$598,415,975$112,071,405$710,487,380
37Mcgowan Group Asset Management, Inc.$307,307$587,088,298$27,832,231$614,920,529
383D Asset Management, Inc.$353,126$532,866,398$532,866,398
39Syntrinsic Investment Counsel, Llc.$2,152,829$532,692,429$352,120,112$884,812,541
40Alpha & Omega$5,005$495,145,827$12,274,025$507,419,852
41Intrepid Capital Management Inc$1,683,499$489,234,224$12,448,438$501,682,662
42Charles Pratt & Company, L.L.C.$953,162$478,346,485$139,302,720$617,649,205
43Raub Brock Capital Management, Lp$327,986$464,835,537$1,447,979,878$1,912,815,415
44Compass Financial Group, Inc$110,843$435,000,000$25,000,000$460,000,000
45Premier Financial Group Inc$489,156$426,246,085$99,596,263$525,842,348
46Strategic Wealth Management Inc$4,711,622$418,234,434$24,658,044$442,892,478
47Anchor Capital$4,719,136$415,283,993$415,283,993
48Northwest Investment Counselors$1,313,702$413,816,000$413,816,000
49Q3 Asset Management Corporation$46,473$374,986,982$374,986,982
50Providence Wealth Advisors$493,333$370,000,000$370,000,000
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Showing 1 to 50 of 141 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.