RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601Sound Investment Management Inc$1,381,354$142,279,481$142,279,481
602Halter Ferguson Financial Inc$263,607$141,570,063$514,028$142,084,091
603Sgh Wealth Management$219,660$141,900,158$141,900,158
604Oak Advisors$373,343$141,870,186$141,870,186
605Haven Wealth Group$296,304$141,337,039$141,337,039
606Balboa Wealth Partners, Inc.$221,146$141,200,000$112,000$141,312,000
607Otto & Associates, Inc.$275,886$141,253,778$141,253,778
608True Measure Wealth Management$471,800$141,068,162$141,068,162
609Wilson & Boucher Capital Management, LLC$335,529$140,922,216$140,922,216
610Colley Asset Management, Inc.$314,740$123,045,997$17,642,775$140,688,772
611WaLPole Financial Advisors$312,199$140,489,772$140,489,772
612Wealth Management Solutions$214,451$140,465,302$140,465,302
613Katz Family Financial Advisors, LLC$203,556$140,453,684$140,453,684
614Spectrum Financial Management$1,113,132$135,275,630$4,978,941$140,254,571
615Clearview Investment Partners$199,068$138,402,736$1,740,853$140,143,589
616Arcadia Wealth Management$218,971$140,141,498$140,141,498
617Professional Financial Solutions, LLC$201,825$130,227,577$9,839,036$140,066,613
618Rachor Investment Advisory Services, LLC$131,082$139,996,077$139,996,077
619Fort Henry Capital, LLC$435,873$137,468,823$2,446,397$139,915,220
620Integral Investment Advisors, Inc.$702,701$51,526,547$88,311,009$139,837,556
621Madison Park Capital Advisors$165,224$131,441,933$8,172,161$139,614,094
622Loveless Wealth Management, LLC$244,996$139,157,511$139,157,511
623Rede Wealth, LLC$289,260$100,134,000$39,000,000$139,134,000
624Lvm Capital Management Ltd$374,713$139,018,559$139,018,559
625Capstone Wealth Management Group$564,007$115,029,132$23,716,469$138,745,601
626Seneschal Advisors, LLC$281,528$138,511,768$138,511,768
627Strategic Planning, Inc.$170,261$138,251,980$138,251,980
628Arista Wealth Advisors, Ltd.$276,131$137,633,320$155,919$137,789,239
629The Retirement Planning Specialists, LLC$194,308$137,570,313$137,570,313
630Capital Formation Strategies Inc$291,837$137,455,376$137,455,376
631Cornerstone Investment Advisors$337,406$71,027,273$66,297,107$137,324,380
632Baldwin & Associates$253,949$137,132,368$137,132,368
633Equistar Wealth Management LLC$559,531$137,085,190$137,085,190
634George M. Hiller Companies$206,445$108,724,476$28,148,810$136,873,286
635Selective Wealth Management LLC$140,103$136,740,971$136,740,971
636Breton Co$3,587,502$136,325,085$136,325,085
637Nicholson Capital Management, Inc.$322,990$135,978,641$135,978,641
638Treasure Coast Financial Planning, Inc.$250,690$135,873,716$135,873,716
639TABR Capital Management$221,566$135,819,911$135,819,911
640Castle Wealth Planning$1,222,770$135,727,424$135,727,424
641Napa Wealth Management$278,311$135,537,443$135,537,443
642Westbourne Investments, Inc.$613,667$135,006,810$135,006,810
643Financial Harvest Wealth Advisors$246,668$131,091,659$3,835,522$134,927,181
644N.D. Pitman & Company, Inc.$574,149$5,257,910$129,093,015$134,350,925
645Dobson Asset Management$383,583$130,644,489$3,226,028$133,870,517
646Olio Financial Planning$137,955$127,700,370$5,840,061$133,540,431
647Centricity Wealth Management$193,814$55,090,000$78,254,000$133,344,000
648Sandifer & Associates$264,250$128,423,677$4,494,122$132,917,799
649Fortress Retirement, Inc.$279,723$132,410,278$458,189$132,868,467
650Dorman Financial Management, P.A.$160,856$131,326,417$1,540,893$132,867,310
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Showing 601 to 650 of 762 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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