RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Sunrise Advisors$1,089,135$607,156,794$13,650,000$620,806,794
152Granite Investment Advisors, Inc.$848,196$594,465,267$25,565,964$620,031,231
153Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
154Investment Security Group, Inc.$277,053$617,550,621$617,550,621
155Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
156American Financial Advisors.$286,747$609,624,968$609,624,968
157Vintage Financial Services$1,163,289$608,400,000$608,400,000
158FMP Wealth Advisers$297,190$550,816,000$57,234,000$608,050,000
159Financial Services Advisory$313,707$600,122,387$600,122,387
160The Financial Advisors, LLC$316,394$573,210,136$23,193,214$596,403,350
161Flippin Bruce & Porter Inc$1,230,512$595,568,000$595,568,000
162Roberts, Glore & Co.$584,178$423,678,680$169,262,316$592,940,996
163Cahill Financial Advisors, Inc.$236,934$485,869,173$106,467,055$592,336,228
164Hengehold Capital Management LLC$295,180$590,064,770$590,064,770
165Horan Capital Management, LLC$404,349$574,984,522$574,984,522
166PDS Planning Inc$244,429$502,691,327$69,516,023$572,207,350
167Capital Planning Advisors LLC$741,894$517,000,000$55,000,000$572,000,000
168O'Brien Wealth Partners LLC$352,432$570,939,231$570,939,231
169Auxano Advisors$490,702$448,367,100$121,338,400$569,705,500
170MV Capital Management, Inc.$755,490$568,818,412$821,208$569,639,620
171Financial Advisory Corporation$616,199$563,102,289$103,567$563,205,856
172Mastrapasqua Asset Management, Inc.$1,056,262$558,046,607$4,941,091$562,987,698
173Telos Capital Management$389,080$561,442,974$561,442,974
174Goldstein Munger + Associates$1,785,419$504,495,970$56,125,701$560,621,671
175First Pacific Financial, Inc.$249,338$556,771,575$556,771,575
176Sloan Investment Management$852,318$549,596,800$2,705,366$552,302,166
177Viridian Ria, LLC$246,794$490,830,487$55,323,710$546,154,197
178Gries Financial$633,638$545,562,355$545,562,355
179Moisand Fitzgerald Tamayo$257,040$539,789,104$3,592,542$543,381,646
180Toth Financial Advisory Corp$342,664$541,752,147$541,752,147
181Ascent Wealth Partners, LLC$404,291$521,007,523$20,742,749$541,750,272
182Buffington Mohr McNeal$480,944$522,416,220$16,721,859$539,138,079
183PBMares Wealth Management$318,453$534,009,297$4,494,748$538,504,045
184Sbc Wealth Management$252,770$534,609,178$534,609,178
185The H Group, Inc.$274,975$531,801,855$531,801,855
186All Star Financial Inc$421,390$531,794,135$531,794,135
187Derby And Company Inc$636,918$528,373,948$1,541,758$529,915,706
188Natural Investments$169,853$521,418,489$2,748,334$524,166,823
189New England Investment & Retirement Group, Inc.$262,480$522,113,283$1,010,026$523,123,309
190Summit Asset Management$391,407$456,271,133$64,691,826$520,962,959
191Cornerstone Capital Advisors$292,647$520,034,107$520,034,107
192Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
193Monterey Private Wealth, Inc.$336,823$478,417,490$37,595,088$516,012,578
194Whitley Penn Financial, LLP$238,493$460,799,322$51,959,820$512,759,142
195Richard P. Slaughter Associates, Inc.$412,509$478,222,367$29,163,971$507,386,338
196Spectrum Asset Management Inc$562,818$492,745,501$10,413,374$503,158,875
197Windsor Capital Management, LLC$438,500$502,082,972$502,082,972
198Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
199Kays Financial Advisory Corp$269,210$495,076,338$495,076,338
200River Wealth Advisors LLC$321,691$491,543,888$491,543,888
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Showing 151 to 200 of 762 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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