RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351Global Trust$370,579$242,448,340$15,474,949$257,923,289
352Holcombe Financial, Inc.$497,106$234,841,242$21,665,404$256,506,646
353Sevenbridge Financial Group, LLC$250,881$256,400,000$256,400,000
354Transitions Wealth Management$251,510$255,785,641$255,785,641
356Graybill Bartz Associates, Ltd.$590,394$246,292,041$7,577,210$253,869,251
357Exeter Financial, LLC$561,073$251,774,030$1,830,919$253,604,949
358Asset Planning Services Inc$383,172$219,655,357$30,556,130$250,211,487
359Lesjak Planning Corp$702,247$250,000,000$250,000,000
360Grove Street Fiduciary, LLC$860,607$238,139,086$11,437,052$249,576,138
361GEN Financial Management Inc.$550,006$244,820,800$3,781,700$248,602,500
362Geier Asset Management Inc$203,799$235,612,000$12,615,000$248,227,000
363Resource Management, Llc$204,948$237,848,977$9,728,325$247,577,302
364Planning Alternatives Ltd$376,817$206,136,579$40,678,879$246,815,458
365HSC Wealth Advisors$172,484$245,100,000$245,100,000
366Hall Capital Management Company, Inc.$811,225$244,989,818$244,989,818
367Burkett Financial Services, LLC$168,417$229,830,979$12,689,161$242,520,140
368Gem Asset Management, LLC$320,214$241,441,128$241,441,128
369Cornerstone Wealth Advisors, Inc.$225,867$205,200,000$35,800,000$241,000,000
370Hilltop Wealth Advisors, LLC$620,879$240,900,910$240,900,910
371Karstens Investment Counsel, Inc.$226,762$170,643,311$68,817,455$239,460,766
372Wealth Preservation Advisors$374,336$239,200,582$239,200,582
373De Groote Financial Group, LLC$261,202$239,000,000$239,000,000
374Kendall Capital Management$256,691$238,466,031$238,466,031
375Sunburst Financial Group, LLC$260,743$237,797,272$237,797,272
376Ruedi Wealth Management, Inc.$280,941$224,298,852$12,815,616$237,114,468
377Berk Cleveland Rathmell Wealth Strategies, LLC$252,211$236,431,334$395,047$236,826,381
378Treybourne Wealth Planners$233,041$213,143,953$23,392,416$236,536,369
379Berkeley, Inc$289,767$236,450,000$236,450,000
380Spence Asset Management$234,111$218,225,170$17,759,029$235,984,199
381Financial Advisory Corporation$282,093$215,526,623$19,456,647$234,983,270
382Money Management Services Inc$235,973$234,320,947$234,320,947
383R.W. Roge & Company, Inc$834,077$223,706,543$9,834,975$233,541,518
384Florek Financial, LLC$520,199$232,529,000$232,529,000
385Fortune Wealth Management, LLC$1,121,160$228,259,998$3,820,098$232,080,096
386Taylor Wealth Management Partners$2,785,189$231,170,666$231,170,666
387Eley Financial Management, Inc.$173,481$231,077,341$231,077,341
388FSA Wealth Management$309,651$231,000,000$231,000,000
389WP Advisors$292,367$219,204,964$10,887,786$230,092,750
390Lincoln Capital Corporation$313,447$228,259,825$1,810,143$230,069,968
391Searcy Financial Services, Inc.$234,034$226,784,221$3,271,255$230,055,476
392Shone Asset Management LLC$269,840$224,930,304$4,433,616$229,363,920
393Abound Wealth Management, LLC$213,695$209,827,658$19,466,710$229,294,368
394Westover Capital Advisors, LLC$431,001$228,861,727$228,861,727
395Monte Financial Group$848,580$228,268,117$228,268,117
396Arbor Wealth Management$258,824$226,212,310$226,212,310
397D. Scott Neal, Inc.$178,435$213,058,352$12,839,719$225,898,071
398Elwood & Goetz$151,514$224,846,962$224,846,962
399Perspective Wealth Partners$1,652,338$223,065,655$223,065,655
400Cw Does Business Under The Dba The O'Donnell Group$401,862$204,033,663$19,000,000$223,033,663
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Showing 351 to 400 of 762 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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