RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Portfolio Advisors, Inc.$243,051$168,920,340$168,920,340
2Pathways Advisory Group, Inc.$188,049$162,662,723$162,662,723
3Altamont Wealth Management, Inc.$1,477,835$153,694,800$153,694,800
4Berkson Asset Management, Inc.$991,785$21,778,580$134,923,463$156,702,043
5Integral Investment Advisors, Inc.$702,701$51,526,547$88,311,009$139,837,556
6Tempus Wealth Planning, LLC$222,551$62,621,000$37,527,092$100,148,092
7GW Financial$355,979$95,014,592$11,067,089$106,081,681
8RHS Financial, LLC$243,692$95,140,839$5,016,767$100,157,606
9Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
10Haydel, Biel & Associates$399,329$100,000,000$19,000,000$119,000,000
11Walker Financial Advisors Inc$437,895$103,859,969$21,377,930$125,237,899
12Union Financial Partners, San Francisco, Inc.$897,516$113,984,551$113,984,551
13Shira Ridge Wealth Management$199,423$118,038,739$5,204,864$123,243,603
14Gasber Financial Advisors, Inc$334,107$118,307,604$5,311,886$123,619,490
15Garner Financial Management, Inc.$309,232$119,054,383$119,054,383
16Ted Buchan & Company$190,396$119,540,688$31,062,457$150,603,145
17Clutinger Williams & Verhoye Inc$395,502$122,423,126$9,279,103$131,702,229
18Mission Creek Capital Partners, Inc.$368,396$124,517,679$124,517,679
19Moler Capital Management$443,655$124,667,036$124,667,036
20Allworth Financial, L.P.$196,949$125,456,204$125,456,204
21Symphony Financial Planning LLC$295,234$126,491,941$1,344,207$127,836,148
22Pring Turner Capital Group$455,822$127,231,006$15,441,307$142,672,313
23Stewart Wealth Management, Inc.$148,387$128,940,246$21,672,753$150,612,999
24Dobson Asset Management$383,583$130,644,489$3,226,028$133,870,517
25Fortress Retirement, Inc.$279,723$132,410,278$458,189$132,868,467
26Davis & Seiley Wealth Management, Inc.$218,343$134,767,875$10,867,056$145,634,931
27Spectrum Financial Management$1,113,132$135,275,630$4,978,941$140,254,571
28Napa Wealth Management$278,311$135,537,443$135,537,443
29Castle Wealth Planning$1,222,770$135,727,424$135,727,424
30TABR Capital Management$221,566$135,819,911$135,819,911
31Clearview Investment Partners$199,068$138,402,736$1,740,853$140,143,589
32WaLPole Financial Advisors$312,199$140,489,772$140,489,772
33Wilson & Boucher Capital Management, LLC$335,529$140,922,216$140,922,216
34Balboa Wealth Partners, Inc.$221,146$141,200,000$112,000$141,312,000
35Aljian Capital Management$253,853$145,214,237$2,527,990$147,742,227
36Baker, Brose & Mitsutome Wealth Management LLC$356,886$147,037,000$147,037,000
37Eliot Finkel Investment Counsel$702,493$147,523,490$147,523,490
38Carlsbad Wealth Advisory Group, Inc.$210,924$149,123,286$149,123,286
39Reed & Ball, Inc.$341,798$151,074,847$151,074,847
40Avalan, LLC$445,066$156,700,000$12,425,000$169,125,000
41Regal Wealth Group Inc.$278,596$163,257,072$163,257,072
42Fairbanks Capital Management$2,067,218$171,579,075$171,579,075
43Clelland & Company Inc$1,479,024$176,258,839$131,378,119$307,636,958
44Parkshore Wealth Management$196,220$178,657,185$5,985,368$184,642,553
45Manhattan West Asset Management, LLC$479,631$178,952,983$5,225,231$184,178,214
46Pennington Financial Group$306,913$187,523,917$187,523,917
47Praetorian Guard$201,478$187,979,012$187,979,012
48Taylor Frigon Capital Management LLC$1,390,381$189,091,859$189,091,859
49ZRC Wealth Management, LLC$440,989$193,727,857$1,189,454$194,917,311
50Personal Financial Consultants, Inc.$930,803$196,188,618$210,817$196,399,435
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Showing 1 to 50 of 110 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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