RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Capital Management, Llc$370,330$1,001,371,294$1,001,371,294
2Investment Security Group, Inc.$277,053$617,550,621$617,550,621
3Vista Private Wealth Partners Llc$244,332$268,032,515$268,032,515
4Transitions Wealth Management, Llc$251,510$255,785,641$255,785,641
5Kozak & Associates, Inc.$181,397$232,369,963$232,369,963
6G&S Capital Llc$244,249$209,321,300$209,321,300
7Wambolt & Associates, Llc$218,498$199,270,266$199,270,266
8All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
9The Retirement Planning Specialists, Llc$194,308$137,570,313$137,570,313
10Ludwick & Shirman$267,320$123,769,216$123,769,216
11Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
12Altius Financial, Inc.$184,752$102,906,843$102,906,843
13Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
14Principium Investments Llc$238,387$103,211,292$1,202,382$104,413,674
15Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
16Harbor Financial Group, Inc.$292,183$171,342,400$1,629,900$172,972,300
17Vital Investment Management Llc$261,795$99,358,573$1,694,256$101,052,829
18Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
19Highwater Wealth Management Llc$850,374$175,576,470$5,553,263$181,129,733
20Colorado Financial Management Llc$518,995$1,563,570,133$6,390,973$1,569,961,106
21Ghp Investment Advisors Inc$367,874$1,265,249,918$12,007,390$1,277,257,308
22Wakefield Wealth Management, Lllp$436,043$178,937,000$54,346,000$233,283,000
23Cornerstone Investment Advisors, Llc$337,406$71,027,273$66,297,107$137,324,380
24Lotusgroup Advisors$200,832$74,704,187$67,886,856$142,591,043
25Integrated Financial Planning, P.C.$221,318$109,552,608$109,552,608
26Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282

Showing 1 to 26 of 26 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.


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