RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Dakota Wealth, Llc$1,161,099$1,002,028,803$1,002,028,803
2Madden Advisory Services, Inc.$369,956$291,525,085$291,525,085
3Arbor Wealth Management, Llc$258,824$226,212,310$226,212,310
4The Lubitz Financial Group$1,526,558$215,244,678$215,244,678
5American Asset Management Inc.$397,318$198,659,000$198,659,000
6Disciplined Equity Management, Inc.$345,618$182,140,640$182,140,640
7Adam Financial Associates Inc$254,438$160,804,820$160,804,820
8Saltmarsh Financial Advisors, L.L.C.$475,858$150,371,000$150,371,000
9Treasure Coast Financial Planning, Inc.$250,690$135,873,716$135,873,716
10Financial Management Concepts$229,459$126,202,465$126,202,465
11Core Wealth Management, Inc.$245,358$126,113,809$126,113,809
12Cathy Pareto And Associates$293,360$122,917,645$122,917,645
13Core Wealth Advisors, Inc.$427,234$208,797,607$119,574$208,917,181
14Dorman Financial Management, P.A.$160,856$131,326,417$1,540,893$132,867,310
15Client 1St Advisory Group$308,463$168,719,720$3,094,000$171,813,720
16Integra Capital Advisors$757,417$199,400,649$3,586,989$202,987,638
17Moisand Fitzgerald Tamayo, Llc$257,040$539,789,104$3,592,542$543,381,646
18Financial Harvest Wealth Advisors$246,668$131,091,659$3,835,522$134,927,181
19B&C Financial Advisors$290,623$276,078,575$5,244,755$281,323,330
20Brightwater Advisory, Llc$317,549$177,108,060$6,117,690$183,225,750
21Doyle Wealth Management, Inc.$427,513$843,731,100$9,584,100$853,315,200
22Paragon Wealth Strategies, Llc.$992,875$283,198,525$10,692,432$293,890,957
23Global Trust$370,579$242,448,340$15,474,949$257,923,289
24Holifield Financial Advisory Services/Prosper Financial Advisers$224,802$87,700,000$25,600,000$113,300,000
25Grand Central Investment Group, Llc$281,573$100,229,211$27,886,416$128,115,627
26Third Lake Partners, Llc$31,792,822$61,421,286$65,750,000$127,171,286
27Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
28Baldwin & Associates$253,949$137,132,368$137,132,368
29Carpenter, Claydon Advisors, Inc.$490,976$3,121,186$147,608,582$150,729,768
30Water Oak Advisors, Llc$1,007,750$1,824,189,958$149,991,730$1,974,181,688
31Marquis Wealth Management Group$255,100$33,386,855$172,989,406$206,376,261
32Tim Looney Investments, Llc$240,984$221,223,177$221,223,177

Showing 1 to 32 of 32 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.


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