RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Monticello Wealth Management, LLC$1,386,152$476,836,286$476,836,286
2Bird Rock Asset Management, LP$542,190$74,916,947$104,547,914$179,464,861
3Imperium Wealth Management, LLC$217,547$97,198,284$11,792,857$108,991,141
4Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
5Strategic Advisory Services, L.L.C.$320,638$109,598,237$701,326$110,299,563
6Heritage Retirement Advisors, LLC$118,195$121,859,323$121,859,323
7Focus Wealth Advisors$326,538$121,909,505$2,828,091$124,737,596
8Pauley Financial$302,750$125,469,461$22,877,851$148,347,312
9Mills Wealth Advisors, LLC$163,029$132,884,061$31,123,533$164,007,594
10Trisperity Advisors, LLC$267,891$133,471,984$11,992,794$145,464,778
11Equistar Wealth Management LLC$559,531$137,085,190$137,085,190
12Lucien Stirling & Gray Advisory Group Inc$152,541$137,645,686$40,521,926$178,167,612
13Haven Wealth Group$296,304$141,337,039$141,337,039
14Eggerss Capital Management$302,292$147,065,742$3,173,531$150,239,273
15Bonner & Smith$184,307$156,108,087$156,108,087
16Stone Asset Management, Inc.$289,897$169,066,050$1,393,131$170,459,181
17Trinity Legacy Partners, LLC$334,921$169,346,880$458,291$169,805,171
18Chessman Wealth Strategies$162,117$175,534,187$4,739,931$180,274,118
19One Advocate Group$406,048$188,000,000$188,000,000
20Silicon Hills Wealth Management$321,695$220,683,050$220,683,050
21Fortune Wealth Management, LLC$1,121,160$228,259,998$3,820,098$232,080,096
22Carter Asset Management$530,498$268,431,902$268,431,902
23Waterway Wealth Management$282,935$295,950,356$295,950,356
24WJ Interests, LLC$399,733$299,000,000$299,000,000
25Insight Wealth Partners$182,399$330,871,329$911,790$331,783,119
26Lauterbach Financial Advisors, LLC$368,037$341,158,281$1,116,142$342,274,423
27FCA Corp$762,556$382,046,084$52,611,088$434,657,172
28Pin Oak Investment Advisors Inc$602,130$400,416,707$400,416,707
29Whitley Penn Financial, LLP$238,493$460,799,322$51,959,820$512,759,142
30Richard P. Slaughter Associates, Inc.$412,509$478,222,367$29,163,971$507,386,338
31Sloan Investment Management$852,318$549,596,800$2,705,366$552,302,166
32FMP Wealth Advisers$297,190$550,816,000$57,234,000$608,050,000
33Howard Financial Services, Ltd..$394,079$624,072,503$542,685$624,615,188
34Sather Financial Group, Inc.$630,244$645,369,519$645,369,519
35SFMG Wealth Advisors$430,871$1,181,086,297$131,347,617$1,312,433,914
36South Texas Money Management, Ltd..$1,039,051$3,337,314,455$47,912,097$3,385,226,552

Showing 1 to 36 of 36 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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