RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
2Imperium Wealth Management, LLC$217,547$97,198,284$11,792,857$108,991,141
3Strategic Advisory Services, L.L.C.$320,638$109,598,237$701,326$110,299,563
4Heritage Retirement Advisors, LLC$118,195$121,859,323$121,859,323
5Focus Wealth Advisors$326,538$121,909,505$2,828,091$124,737,596
6Equistar Wealth Management LLC$559,531$137,085,190$137,085,190
7Haven Wealth Group$296,304$141,337,039$141,337,039
8Trisperity Advisors, LLC$267,891$133,471,984$11,992,794$145,464,778
9Pauley Financial$302,750$125,469,461$22,877,851$148,347,312
10Eggerss Capital Management$302,292$147,065,742$3,173,531$150,239,273
11Bonner & Smith$184,307$156,108,087$156,108,087
12Mills Wealth Advisors, LLC$163,029$132,884,061$31,123,533$164,007,594
13Trinity Legacy Partners, LLC$334,921$169,346,880$458,291$169,805,171
14Stone Asset Management, Inc.$289,897$169,066,050$1,393,131$170,459,181
15Lucien Stirling & Gray Advisory Group Inc$152,541$137,645,686$40,521,926$178,167,612
16Bird Rock Asset Management, LP$542,190$74,916,947$104,547,914$179,464,861
17Chessman Wealth Strategies$162,117$175,534,187$4,739,931$180,274,118
18One Advocate Group$406,048$188,000,000$188,000,000
19Silicon Hills Wealth Management$321,695$220,683,050$220,683,050
20Fortune Wealth Management, LLC$1,121,160$228,259,998$3,820,098$232,080,096
21Carter Asset Management$530,498$268,431,902$268,431,902
22Waterway Wealth Management$282,935$295,950,356$295,950,356
23WJ Interests, LLC$399,733$299,000,000$299,000,000
24Insight Wealth Partners$182,399$330,871,329$911,790$331,783,119
25Lauterbach Financial Advisors, LLC$368,037$341,158,281$1,116,142$342,274,423
26Pin Oak Investment Advisors Inc$602,130$400,416,707$400,416,707
27FCA Corp$762,556$382,046,084$52,611,088$434,657,172
28Monticello Wealth Management, LLC$1,386,152$476,836,286$476,836,286
29Richard P. Slaughter Associates, Inc.$412,509$478,222,367$29,163,971$507,386,338
30Whitley Penn Financial, LLP$238,493$460,799,322$51,959,820$512,759,142
31Sloan Investment Management$852,318$549,596,800$2,705,366$552,302,166
32FMP Wealth Advisers$297,190$550,816,000$57,234,000$608,050,000
33Howard Financial Services, Ltd..$394,079$624,072,503$542,685$624,615,188
34Sather Financial Group, Inc.$630,244$645,369,519$645,369,519
35SFMG Wealth Advisors$430,871$1,181,086,297$131,347,617$1,312,433,914
36South Texas Money Management, Ltd..$1,039,051$3,337,314,455$47,912,097$3,385,226,552

Showing 1 to 36 of 36 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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