RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Freestone Capital Management, LLC$568,431$4,041,967,180$647,585,491$4,689,552,671
2Barwick & Partners, Inc.$4,024,653$1,459,945,631$45,274,686$1,505,220,317
3Tradewinds Capital Management$158,400$764,279,147$764,279,147
4First Pacific Financial, Inc.$249,338$556,771,575$556,771,575
5Viridian Ria, LLC$246,794$490,830,487$55,323,710$546,154,197
6Auxano Advisors$490,702$448,367,100$121,338,400$569,705,500
7Leonard Rickey Investment Advisors, PLLC$205,882$428,906,867$15,798,298$444,705,165
8Avier Wealth Advisors$282,671$401,768,173$26,760,537$428,528,710
9James R. Martin Consulting, Inc$650,181$386,207,585$386,207,585
10Financial Insights Inc$566,105$366,591,409$1,376,605$367,968,014
11Personal Investment Management Inc$368,116$347,501,297$347,501,297
12Hart Capital Management, Inc.$346,277$331,391,601$32,199,634$363,591,235
13Harbour Investment Management LLC$657,264$290,510,784$290,510,784
14Quantum Financial Planning Services, Inc.$179,150$290,375,608$26,540,008$316,915,616
15Northern Capital Management, Inc.$162,014$280,842,393$576,138$281,418,531
16180 Wealth Advisors, LLC$184,104$275,395,565$87,841,444$363,237,009
17Robinswood Financial$266,623$272,011,165$2,344,402$274,355,567
18Bellevue Asset Management$370,701$212,040,932$212,040,932
19Chaney Capital Management Inc.$238,824$203,000,000$203,000,000
20Dental Wealth Advisors, LLC$287,352$189,652,062$189,652,062
21Miller Advisors, Inc.$339,793$166,499,036$9,853,406$176,352,442
22Seneschal Advisors, LLC$281,528$138,511,768$138,511,768
23Madison Park Capital Advisors$165,224$131,441,933$8,172,161$139,614,094
24Bear Mountain Capital Inc.$223,525$115,097,000$689,000$115,786,000
25Fort Vancouver Investment Management, LLC$741,822$110,531,461$110,531,461
26Kaufman Kampe Advisors$393,952$109,124,626$109,124,626

Showing 1 to 26 of 26 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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