RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Viridian Ria, LLC$246,794$490,830,487$55,323,710$546,154,197
2Tradewinds Capital Management$158,400$764,279,147$764,279,147
3Seneschal Advisors, LLC$281,528$138,511,768$138,511,768
4Robinswood Financial$266,623$272,011,165$2,344,402$274,355,567
5Quantum Financial Planning Services, Inc.$179,150$290,375,608$26,540,008$316,915,616
6Personal Investment Management Inc$368,116$347,501,297$347,501,297
7Northern Capital Management, Inc.$162,014$280,842,393$576,138$281,418,531
8Miller Advisors, Inc.$339,793$166,499,036$9,853,406$176,352,442
9Madison Park Capital Advisors$165,224$131,441,933$8,172,161$139,614,094
10Leonard Rickey Investment Advisors, PLLC$205,882$428,906,867$15,798,298$444,705,165
11Kaufman Kampe Advisors$393,952$109,124,626$109,124,626
12James R. Martin Consulting, Inc$650,181$386,207,585$386,207,585
13Hart Capital Management, Inc.$346,277$331,391,601$32,199,634$363,591,235
14Harbour Investment Management LLC$657,264$290,510,784$290,510,784
15Freestone Capital Management, LLC$568,431$4,041,967,180$647,585,491$4,689,552,671
16Fort Vancouver Investment Management, LLC$741,822$110,531,461$110,531,461
17First Pacific Financial, Inc.$249,338$556,771,575$556,771,575
18Financial Insights Inc$566,105$366,591,409$1,376,605$367,968,014
19Dental Wealth Advisors, LLC$287,352$189,652,062$189,652,062
20Chaney Capital Management Inc.$238,824$203,000,000$203,000,000
21Bellevue Asset Management$370,701$212,040,932$212,040,932
22Bear Mountain Capital Inc.$223,525$115,097,000$689,000$115,786,000
23Barwick & Partners, Inc.$4,024,653$1,459,945,631$45,274,686$1,505,220,317
24Avier Wealth Advisors$282,671$401,768,173$26,760,537$428,528,710
25Auxano Advisors$490,702$448,367,100$121,338,400$569,705,500
26180 Wealth Advisors, LLC$184,104$275,395,565$87,841,444$363,237,009

Showing 1 to 26 of 26 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.