RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
501Bray Capital Advisors, LLC$1,168,195$259,339,188$259,339,188
502Disciplined Investments$535,594$259,711,918$88,959,584$348,671,502
503All Terrain Financial Advisors$404,240$260,288,116$6,510,214$266,798,330
504Nicollet Investment Management, Inc.$433,882$260,329,115$260,329,115
505Wealth Management Advisors, LLC$293,738$261,234,926$4,010,438$265,245,364
506McElhenny Sheffield Capital Management, LLC$265,819$261,300,000$261,300,000
507Asset Planning, Inc$367,010$262,247,719$1,265,747$263,513,466
508HBC Financial Services, PLLC$494,931$262,306,690$39,601,235$301,907,925
509Pennsylvania Capital Management Inc.$395,897$263,023,167$83,782,332$346,805,499
510Concentric Wealth Management$405,510$263,175,796$263,175,796
511Personal Financial Management$2,191,603$263,667,367$137,395,979$401,063,346
512Thompson Wealth Management, Ltd..$509,727$263,999,383$2,587,583$266,586,966
513Torch Wealth Management$713,693$264,268,955$511,324$264,780,279
514Capital Planning LLC$280,537$264,541,310$62,564,274$327,105,584
515YellowBrickRoad Financial Advisors$243,721$265,061,951$837,221$265,899,172
516Financial Connections Group, Inc.$370,109$265,368,326$265,368,326
517Castle Investment Advisory, LLC$442,485$265,830,203$16,475,335$282,305,538
518Trellis Advisors$271,416$265,830,243$6,671,490$272,501,733
519Warburton Capital Management, LLC$305,129$267,850,620$4,629,374$272,479,994
520Snow Creek Wealth Management$414,110$269,352,779$5,202,263$274,555,042
521Seneca Financial Advisors$507,551$269,677,658$43,989,094$313,666,752
522Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
523Paragon Wealth Strategies, LLC.$284,946$270,729,549$824,332$271,553,881
524Occidental Asset Management, LLC$328,896$271,339,071$271,339,071
525Universal Advisory Services$396,015$271,440,274$22,006,988$293,447,262
526Monument Group Wealth Advisors$941,868$271,800,117$5,109,000$276,909,117
527Black Diamond Financial, LLC$927,550$271,867,668$36,078,775$307,946,443
528Conway Jarvis$1,203,540$272,000,000$272,000,000
529Access Financial Services, Inc.$373,229$273,179,938$396,692$273,576,630
530TGS Financial Advisors$239,310$274,488,624$274,488,624
531Great Point Wealth Advisors, LLC$380,749$274,649,000$61,933,000$336,582,000
532KeatsConnelly$913,578$274,675,371$4,879,417$279,554,788
533LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
534LBJ Family Wealth Advisors, Ltd..$4,131,888$275,708,365$5,260,000$280,968,365
535Salem Partners Advisors LLC Dba Salem Partners Wealth Management$1,901,739$275,752,186$275,752,186
536Sargent Investment Group, LLC$875,956$276,378,000$476,068,000$752,446,000
537Lesjak Planning, Llc$214,207$276,481,195$14,198,108$290,679,303
538Wellspring Financial Advisors$1,784,734$276,705,883$1,158,219,944$1,434,925,827
539Private Advisory Group LLC$323,802$278,591,528$1,497,268$280,088,796
540The Goff Financial Group$574,705$279,390,228$12,559,815$291,950,043
541New England Guild Wealth Advisors, Inc.$1,561,378$279,486,742$279,486,742
542Wimmer Associates LLC$845,649$279,710,000$14,576,000$294,286,000
543Beta Wealth Group, Inc$776,177$280,200,000$280,200,000
544Jonathan D. Pond$336,113$280,318,383$280,318,383
545Asset Advisory Group Inc$343,294$281,909,741$13,323,281$295,233,022
546Carolina Capital Consulting, Inc.$510,051$284,098,580$284,098,580
547Foundation Wealth Management$328,986$284,169,536$39,881,856$324,051,392
548Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
549ShankerValleau Wealth Advisors, Inc.$530,566$285,112,046$10,944,022$296,056,068
550Cornerstone Wealth Management$515,800$286,854,214$8,699,108$295,553,322
« Previous PageNext Page »

Showing 501 to 550 of 1,030 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.