RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201IWP Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
202MOS Capital, Inc.$455,341$137,968,425$137,968,425
203Elmwood Wealth Management$329,253$138,268,619$6,931,892$145,200,511
204Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
205Rivertree Advisors$586,937$138,495,253$608,805$139,104,058
206Mosaic Advisors LLC$1,826,930$138,590,890$82,467,643$221,058,533
207TandemGrowth Financial Advisors$813,029$139,963,910$1,503,088$141,466,998
208Crossgate Wealth Advisors, LLC$245,966$140,238,771$1,191,721$141,430,492
209Harbor Advisory Corporation$517,226$140,341,131$861,634$141,202,765
210Mainsail Asset Management, LLC$374,679$140,504,606$140,504,606
211Pollock Planning Associates Inc$1,756,563$140,525,000$140,525,000
212Diamond Wealth Management, LLC$313,921$140,727,592$537,000$141,264,592
213SFM$331,231$140,773,288$140,773,288
214Parker Advisory Group, Inc$282,803$140,832,123$4,528,828$145,360,951
215Victus Capital Wealth$901,840$141,000,000$6,000,000$147,000,000
216Baker & Associates$370,479$141,023,540$21,616,879$162,640,419
217Gardey Financial Advisors Inc$261,861$141,061,192$24,958,448$166,019,640
218Wms Partners, Llc$1,663,479$141,387,044$209,607,031$350,994,075
219Blueline Advisors$845,739$141,411,657$33,656,279$175,067,936
220Mendel Money Management Inc$907,488$141,568,192$141,568,192
221Macke Financial Advisory Group$203,271$142,492,645$142,492,645
222Beers Kight Financial Advisors$383,389$143,003,993$143,003,993
223Cherry Creek Investment Advisors Inc$828,571$145,000,000$145,000,000
224TriMarC Wealth Management$5,370,370$145,000,000$145,000,000
225Wealth CMT$160,789$145,835,675$145,835,675
226Greenway Family Office, LLC$563,682$146,058,254$236,117,939$382,176,193
227Veripax Wealth Management, LLC$207,951$146,397,307$146,397,307
228Benningfield Financial Advisors$523,978$146,713,741$146,713,741
229Breakwater Investment Management$334,360$147,118,493$147,118,493
230Professional Financial$1,535,217$147,380,838$147,380,838
231Delegate Advisors, LLC$1,337,693$147,404,496$647,185,282$794,589,778
232Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
233Womack Wealth Management, Inc.$392,138$147,929,157$3,044,090$150,973,247
234John A. Bysko Associates$699,978$148,395,243$148,395,243
235Spraker Wealth Management Inc$411,221$148,450,941$148,450,941
236Firstrust$1,224,409$148,500,000$7,000,000$155,500,000
237Allied Portfolio Management, Inc.$499,105$148,639,427$93,780$148,733,207
238B & L Asset Management$606,185$148,987,635$3,164,842$152,152,477
239Athena Investment Management$523,207$149,025,689$2,181,073$151,206,762
240Dash Investments$394,444$149,494,291$149,494,291
241Heirloom Investment Management LLC$49,890,246$149,670,738$149,670,738
242Curtis Advisory Group$733,801$149,695,380$149,695,380
243Gutt Financial Management$488,713$149,756,870$24,225,105$173,981,975
244Wealth Analytics Partners, LLC$1,127,581$149,968,253$149,968,253
245WhiteRock Wealth Management$1,192,462$151,442,676$151,442,676
246Ruggaard & Associates, Inc.$401,399$152,135,750$6,818,276$158,954,026
247Laurel Wealth Planning$250,356$152,153,031$9,326,712$161,479,743
248Clear Point Advisors, Inc.$1,028,100$152,158,739$152,158,739
249Sharper & Granite LLC$476,019$152,326,000$152,326,000
250Keatley Wealth Management, LLC$448,324$152,878,636$152,878,636
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Showing 201 to 250 of 1,030 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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