RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jeffrey N. Mehler, CFP$160,842$100,714,965$80,071,985$180,786,950
2Briggs Wealth Management, Inc.$249,371$95,774,392$49,110,223$144,884,615
3Sagebroadview Financial Planning, LLC$397,515$190,012,300$190,012,300
4Regent Wealth Management Group$411,533$257,951,946$5,017,913$262,969,859
5HTG Investment Advisors Inc$455,532$541,627,397$541,627,397
6Coastal Bridge Advisors$466,534$2,097,536,887$2,097,536,887
7Baxter Investment Management$625,952$495,128,283$495,128,283
8Fierston Financial Group Inc$676,381$618,888,954$618,888,954
9John A. Bysko Associates$699,978$148,395,243$148,395,243
10Drum Hill Capital$757,501$121,253,478$26,459,196$147,712,674
11Gilman Hill Asset Management$798,741$312,307,654$312,307,654
12Oak Financial Group Inc$866,758$193,566,267$587,435$194,153,702
13RZH Advisors LLC$914,471$863,260,610$863,260,610
14Eagle Ridge Investment Management LLC$1,071,615$699,962,149$52,311,713$752,273,862
15Bradley Foster & Sargent Inc$1,080,249$3,437,624,292$2,969,721$3,440,594,013
16Personal Business Management Group Ltd.$1,135,830$107,903,885$107,903,885
17New England Guild Wealth Advisors, Inc.$1,561,378$279,486,742$279,486,742
18Raylign Advisory$1,710,475$141,969,449$141,969,449
19Jack Point Advisors, LLC$1,979,167$95,000,000$95,000,000
20Northeast Financial Consultants, Inc$2,077,770$2,527,716,253$133,906,894$2,661,623,147

Showing 1 to 20 of 20 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.