RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
2Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
3Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
4Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
5Summit Place Financial Advisors$666,515$108,641,993$108,641,993
6Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
7S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
8Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
9Wealth CMT$160,789$145,835,675$145,835,675
10Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
11RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
12Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
13National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
14Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
15Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
16The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
17Covenant Asset Management$595,320$240,509,407$240,509,407
18Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
19LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
20Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
21Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
22Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
23Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
24Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
25Wealth Health$1,905,741$383,053,894$383,053,894
26McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
27Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
28Withum Wealth Management$862,246$484,582,000$484,582,000
29Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
30Lassus Wherley$300,945$509,801,111$509,801,111
31Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
32Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
33Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
34Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
35Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
36Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
37Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
38Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588

Showing 1 to 38 of 38 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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