RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
2Black Coral Financial Advisors, Llc$377,289$331,000,000$184,000,000$515,000,000
3Blue Blaze Financial Advisors, Llc$355,353$172,195,154$1,572,279$173,767,433
4Circle Wealth Management, Llc$3,187,017$903,194,125$840,104,078$1,743,298,203
5Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
6Covenant Asset Management, Llc$595,320$240,509,407$240,509,407
7Global Wealth Management, Llc$1,325,758$509,013,550$29,244,028$538,257,578
8Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
9Haymarket Wealth Management Llc$2,208,037$60,159,107$248,966,009$309,125,116
10Heritage Financial Counselors, Llc$837,795$106,400,000$106,400,000
11Hillcrest Wealth Advisors - Ny, Llc$4,072,406$207,692,685$207,692,685
12Kevin M. Gibney And Company, Llc$399,196$160,573,639$8,685,330$169,258,969
13Lassus Wherley$300,945$509,801,111$509,801,111
14Lws Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
15Maltin Wealth Management, Inc.$231,964$203,146,000$1,910,000$205,056,000
16Mcrae Capital Management Inc.$1,722,390$423,707,914$423,707,914
17Modera Wealth Management, Llc$410,619$2,377,507,353$13,937,103$2,391,444,456
18National Wealth Management, Llc$349,884$173,443,394$1,148,608$174,592,002
19Novi Wealth Partners$339,008$188,384,851$24,172,865$212,557,716
20Noyes Capital Management, Llc$461,619$109,865,351$109,865,351
21Pathstone$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
22Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
23Quadrant Capital Management, Llc$764,524$477,404,795$1,187,023$478,591,818
24Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
25Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
26Regentatlantic$2,555,279$4,546,356,930$42,924,998$4,589,281,928
27Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
28Roundview Capital, Llc$441,984$584,085,899$9,056,887$593,142,786
29Rrbb Asset Management, Llc$677,102$169,952,486$169,952,486
30S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
31Salvus Wealth Management, Llc$277,995$113,421,919$113,421,919
32Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
33Summit Place Financial Advisors, Llc$666,515$108,641,993$108,641,993
34Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
35The Genwealth Group, Inc.$406,486$235,761,682$235,761,682
36The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
37Tradition Capital Management Llc$1,899,375$596,000,824$15,597,973$611,598,797
38Wealth Cmt$160,789$145,835,675$145,835,675
39Wealth Health, Llc$1,905,741$383,053,894$383,053,894
40Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
41Withum Wealth Management$862,246$484,582,000$484,582,000

Showing 1 to 41 of 41 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.