RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Long Island Wealth Management, Inc.$182,845$102,088,849$8,715,097$110,803,946
2Heron Wealth$218,030$182,364,000$131,817,000$314,181,000
3Burns Matteson Capital Management, LLC$231,788$221,589,361$221,589,361
4Forteris Wealth Management, Inc.$271,038$101,443,485$466,967$101,910,452
5Financial Asset Management Corp$373,351$174,584,583$32,251,908$206,836,491
6Excomp Asset Management Ltd$377,495$201,000,000$7,000,000$208,000,000
7Capital Financial Advisors Of New York$378,641$156,000,000$156,000,000
8Hudson Advisor Services, Inc.$380,564$178,933,818$23,525,978$202,459,796
9Tortoise Investment Management$388,234$938,361,733$14,752,952$953,114,685
10Francis Financial$393,274$204,670,936$34,439,520$239,110,456
11Cooper/Haims Advisors$401,128$486,166,659$486,166,659
12Pinnacle Associates, Ltd.$414,503$132,274,215$39,744,420$172,018,635
13Gatemore Capital Management, LLC$416,297$122,603,258$1,036,819$123,640,077
14Crescent Hill Partners LLC$419,831$58,758,206$152,416,682$211,174,888
15Beacon Financial Advisors$444,475$112,084,203$7,479,525$119,563,728
16Sanderson Wealth Management$463,331$79,669,321$587,063,738$666,733,059
17Piermont Wealth Management Inc.$471,679$194,803,271$194,803,271
18Fusion Family Wealth$491,537$550,360,000$20,315,000$570,675,000
19Wealthstream Advisors, Inc.$499,965$568,460,593$568,460,593
20Seneca Financial Advisors$507,551$269,677,658$43,989,094$313,666,752
21Greystone Wealth Advisors$534,136$220,733,369$10,547,301$231,280,670
22Shulman Demeo Asset Management, LLC$541,516$388,282,543$50,886,527$439,169,070
23Schnall Advisory Services, Inc$545,097$106,294,000$106,294,000
24Sage Capital Management$620,223$230,324,640$68,622,765$298,947,405
25Lenox Wealth Advisors, Inc.$629,922$1,276,221,413$1,276,221,413
26Wall Street Access Asset Management$642,026$343,483,738$343,483,738
27KLS Professional Advisors Group$670,036$5,336,281,737$512,459,476$5,848,741,213
28Keystone Global Partners LLC$708,108$76,200,000$2,400,000$78,600,000
29Enright, Mollin, Cascio & Ramusevic, Inc.$716,457$191,294,027$191,294,027
30Next Capital Management LLC$832,568$760,765,228$181,701,372$942,466,600
31Financial Partners Capital Management, LLC$860,051$434,373,342$31,774,364$466,147,706
32Joel Isaacson & Co.$937,552$2,341,552,781$1,795,864,404$4,137,417,185
33Yorkbridge Wealth Partners, LLC$940,379$696,630,109$60,375,326$757,005,435
34Kings Point Capital Management$987,671$778,350,647$10,798,816$789,149,463
35Clear Point Advisors, Inc.$1,028,100$152,158,739$152,158,739
36Whitney & Company$1,120,054$483,434,268$2,669,339$486,103,607
37Edge Wealth Management, LLC$1,140,763$839,601,672$839,601,672
38Source Financial Advisors, LLC$1,154,229$291,645,110$48,852,307$340,497,417
39C.J. Lawrence$1,172,053$377,120,365$8,485,052$385,605,417
40GM Advisory Group, Inc.$1,203,622$695,352,368$720,106,627$1,415,458,995
41Kore Private Wealth, LLC$1,237,448$2,807,770,565$2,807,770,565
42Fielder Capital Group LLC$1,448,750$74,039,084$73,733,464$147,772,548
43Altium Wealth Management LLC$1,511,232$1,202,940,722$1,202,940,722
44Professional Financial$1,535,217$147,380,838$147,380,838
45The Spielberger Group$1,768,162$318,685,000$8,425,000$327,110,000
46Ashford Advisors$1,958,679$352,217,453$131,576,151$483,793,604
47Barrett Asset Management$2,025,661$1,516,061,884$199,673,030$1,715,734,914
48Sicart Associates, LLC$2,305,099$456,409,503$456,409,503
49Evercore Wealth Management, LLC$2,623,114$7,504,317,190$55,498,541$7,559,815,731
50Douglass Winthrop Advisors LLC$2,840,432$2,395,957,750$26,930,842$2,422,888,592
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Showing 1 to 50 of 66 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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