RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Optima Asset Management Inc$1,841,208$452,937,101$452,937,101
2David M. Lee, P.C.$1,623,143$397,669,969$397,669,969
3Paul Comstock Partners$16,548,711$5,975,723$2,178,454,129$2,184,429,852
4Sms Capital Management$316,742$110,269,239$1,224,110$111,493,349
5Concorde Investment Management$1,424,339$114,285,307$48,089,294$162,374,601
6Parkstone Wealth Management, LLC$1,617,896$121,342,197$121,342,197
7Heritage Wealth Management$336,396$133,885,505$133,885,505
8KM Capital Management, Ltd..$809,821$135,070,763$10,697,103$145,767,866
9Mosaic Advisors LLC$1,826,930$138,590,890$82,467,643$221,058,533
10WhiteRock Wealth Management$1,192,462$151,442,676$151,442,676
11Wealth Covenant Group LLC$495,663$154,646,928$154,646,928
12Heritage Financial Planning$391,832$157,516,524$157,516,524
13Parker Financial Advisors$549,296$161,493,020$161,493,020
14Riverstone Advisors, LLC$737,065$163,353,633$4,697,205$168,050,838
15Simplyrich$862,041$164,649,901$164,649,901
16Stegent Equity Advisors Inc.$463,221$168,781,929$1,683,437$170,465,366
17Barnett Financial, Inc.$341,787$169,184,728$169,184,728
18Camden Wealth Advisors LLC$399,762$173,650,248$3,044,610$176,694,858
19Republic Wealth Advisors$192,693$180,001,558$24,059,910$204,061,468
20Paratus Financial, Inc.$648,535$185,704,159$1,504,378,841$1,690,083,000
21Clear Rock Advisors, LLC$1,185,959$187,381,570$187,381,570
22Grunden Financial Advisory, Inc.$232,735$199,221,316$199,221,316
23Archetype Wealth Partners, LLC$378,463$203,366,710$36,578,618$239,945,328
24Cultivar Capital, Inc.$305,576$208,183,479$219,098$208,402,577
25Horizon Advisors$407,582$209,855,314$26,134,659$235,989,973
26Krueger & Catalano Capital Partners, LLC$293,073$217,635,086$17,702,232$235,337,318
27The Watchman Group, Inc.$429,697$227,309,547$227,309,547
28Relevance Capital Management$966,461$230,017,694$230,017,694
29PartnersInWealth, Inc$506,561$236,132,924$154,932,289$391,065,213
30Beacon Financial Advisors Ltd.$406,708$240,620,134$6,251,427$246,871,561
31Fortiter Wealth Management$1,345,164$242,695,948$3,469,038$246,164,986
32Galapagos Partners, L.P.$22,942,789$248,482,645$439,801,033$688,283,678
33McElhenny Sheffield Capital Management, LLC$265,819$261,300,000$261,300,000
34LBJ Family Wealth Advisors, Ltd..$4,131,888$275,708,365$5,260,000$280,968,365
35The Goff Financial Group$574,705$279,390,228$12,559,815$291,950,043
36New Capital Management, LP$3,586,207$292,000,000$20,000,000$312,000,000
37Clintsman Financial Planning$276,496$302,763,478$302,763,478
38Steward Wealth Management$443,796$311,544,507$311,544,507
39HFG Wealth Management$284,800$312,125,879$2,577,829$314,703,708
40Sequent Asset Management, LLC$1,131,785$317,707,566$252,712,233$570,419,799
41Meridian Wealth Advisors, LLC$451,565$326,850,000$22,210,000$349,060,000
42QuadCap Wealth Management$414,890$328,892,753$4,263,780$333,156,533
43Rhame & Gorrell Wealth Management$382,905$329,681,499$329,681,499
44Wealthstar Advisors, LLC$176,731$355,758,816$355,758,816
45Efficient Wealth Management, LLC$1,774,940$374,512,442$374,512,442
46Goodman Financial Corporation$1,623,082$386,293,616$386,293,616
47South Texas Money Management, Ltd.$1,364,561$391,629,025$391,629,025
48KMH Wealth Management, LLC$433,247$405,477,348$14,772,316$420,249,664
49T.O.S. Advisors$8,060,794$451,404,463$451,404,463
50Franklin, Parlapiano, Turner & Welch$1,240,738$458,224,755$2,088,983$460,313,738
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Showing 1 to 50 of 67 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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