RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | South Bay Financial Partners Group, Inc. | $798,687 | — | $154,945,209 | $154,945,209 |
| 2 | Portola Partners Group LLC | $3,143,712 | — | $4,998,501,584 | $4,998,501,584 |
| 3 | Altamont Wealth Management, Inc. | $2,053,091 | — | $172,459,625 | $172,459,625 |
| 4 | Global Financial Advisory Services, Inc. | $305,710 | — | $124,423,884 | $124,423,884 |
| 5 | Anodos Advisors, LLC | $4,641,041 | — | $914,285,000 | $914,285,000 |
| 6 | Pathways Advisory Group, Inc. | $230,356 | — | $203,173,711 | $203,173,711 |
| 7 | Portfolio Advisors, Inc. | $264,189 | — | $205,010,504 | $205,010,504 |
| 8 | Mozaic, LLC | $47,740,514 | — | $3,150,873,899 | $3,150,873,899 |
| 9 | Alpha & Omega Financial Management Consultants, Inc. | $3,470 | — | $479,190,284 | $479,190,284 |
| 10 | Hendershott Wealth Management, LLC | $285,539 | — | $113,073,448 | $113,073,448 |
| 11 | Taylor Wealth Management, LLC | $585,474 | $4,286,779 | $104,025,902 | $108,312,681 |
| 12 | Berkson Asset Management, Inc. | $1,231,573 | $26,322,401 | $180,581,933 | $206,904,334 |
| 13 | Cardiff Park Advisors,LLC | $1,044,254 | $52,892,344 | $2,116,022,686 | $2,168,915,030 |
| 14 | Amara Financial, LLC | $265,373 | $66,516,613 | $40,428,669 | $106,945,282 |
| 15 | Oceaniq Capital, LLC | $478,320 | $77,862,077 | $22,585,208 | $100,447,285 |
| 16 | Fc360 Wealth Management, Inc. | $313,905 | $85,798,333 | $21,557,133 | $107,355,466 |
| 17 | Krane Financial Solutions, LLC | $292,455 | $90,303,881 | $52,414,240 | $142,718,121 |
| 18 | Dedicated Capital Advisors, LLC | $1,082,106 | $91,133,764 | $13,830,536 | $104,964,300 |
| 19 | Lumina Financial Consultants, LLC | $680,432 | $94,359,732 | $7,705,050 | $102,064,782 |
| 20 | Matrix Planning Inc | $1,109,738 | $97,189,920 | $33,759,218 | $130,949,138 |
| 21 | Corinthian Wealth Management | $1,818,182 | $100,000,000 | — | $100,000,000 |
| 22 | Stephenson And Company, Inc. | $461,501 | $100,754,541 | $73,231,289 | $173,985,830 |
| 23 | Archer Pointe Wealth Management, LLC | $505,914 | $101,224,728 | $11,088,234 | $112,312,962 |
| 24 | Pan Global Advisers, LLC | $792,061 | $101,246,684 | $73,006,800 | $174,253,484 |
| 25 | Triad Investment Management, LLC | $1,521,537 | $103,464,506 | — | $103,464,506 |
| 26 | Oxley, Harry Keir | $1,167,525 | $105,077,252 | — | $105,077,252 |
| 27 | Jack Keeter & Associates, Inc. | $150,836 | $106,325,241 | $12,985,874 | $119,311,115 |
| 28 | Wealth Quest Partners, Inc. | $358,889 | $106,590,112 | — | $106,590,112 |
| 29 | Capital Cs Group, LLC | $463,849 | $106,668,881 | $22,281,072 | $128,949,953 |
| 30 | Pariax, LLC | $1,110,891 | $107,000,000 | $5,200,000 | $112,200,000 |
| 31 | Citrine Capital, LLC | $467,906 | $109,022,110 | — | $109,022,110 |
| 32 | HBA Advisors, LLC | $113,802 | $109,381,760 | $323,023 | $109,704,783 |
| 33 | Up Capital Management, Inc. | $569,962 | $109,491,089 | $85,435,842 | $194,926,931 |
| 34 | Legacy Wealth Advisors, LLC | $636,492 | $109,871,298 | $4,697,329 | $114,568,627 |
| 35 | Lewis Asset Management, LLC | $260,861 | $112,370,767 | $5,799,459 | $118,170,226 |
| 36 | Hillegas Advisory Services, Inc. | $381,093 | $112,740,253 | $16,831,317 | $129,571,570 |
| 37 | Cedarstone Advisors | $771,464 | $113,215,076 | $961,599 | $114,176,675 |
| 38 | Bourke Wealth Management | $431,908 | $113,263,397 | $1,192,289 | $114,455,686 |
| 39 | ACap Asset Management, Inc. | $124,925 | $113,833,411 | $23,084,708 | $136,918,119 |
| 40 | Clutinger Williams & Verhoye Inc | $452,407 | $114,555,490 | $10,308,972 | $124,864,462 |
| 41 | ALAMAR CAPITAL MANAGEMENT, LLC | $761,332 | $116,483,726 | — | $116,483,726 |
| 42 | Prosperity Road, LLC | $958,943 | $117,657,981 | $3,168,872 | $120,826,853 |
| 43 | Del Mar Wealth Management Inc | $406,541 | $118,303,331 | — | $118,303,331 |
| 44 | Johnson Lyman, Inc. | $2,445,755 | $119,124,389 | $5,609,096 | $124,733,485 |
| 45 | Tempus Wealth Planning, LLC | $216,392 | $119,662,565 | $43,064,167 | $162,726,732 |
| 46 | Alsari Wealth Management Global Advisors, LLC | $349,854 | $120,000,000 | — | $120,000,000 |
| 47 | Lowery Thomas, LLC | $450,482 | $120,376,059 | $125,136,675 | $245,512,734 |
| 48 | Pantheon Investment Group, LLC | $532,861 | $120,426,555 | — | $120,426,555 |
| 49 | Echo45 Advisors LLC | $365,839 | $120,726,820 | — | $120,726,820 |
| 50 | CHRONICLE ADVISORS LLC | $1,781,443 | $121,138,114 | — | $121,138,114 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
