RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Mozaic, Llc | $25,199,281 | — | $1,915,145,364 | $1,915,145,364 |
| 2 | Financial Clarity, Inc. | $47,919,467 | — | $1,437,584,000 | $1,437,584,000 |
| 3 | Anodos Advisors, Llc | $2,798,905 | — | $649,346,000 | $649,346,000 |
| 4 | Avivar Capital, Llc | $16,285,714 | — | $228,000,000 | $228,000,000 |
| 5 | Portfolio Advisors, Inc. | $243,051 | — | $168,920,340 | $168,920,340 |
| 6 | Pathways Advisory Group, Inc. | $188,049 | — | $162,662,723 | $162,662,723 |
| 7 | Altamont Wealth Management, Inc. | $1,477,835 | — | $153,694,800 | $153,694,800 |
| 8 | South Bay Financial Partners | $496,585 | — | $143,512,941 | $143,512,941 |
| 9 | Stephenson And Company, Inc. | $766,204 | — | $108,034,697 | $108,034,697 |
| 10 | Compass Financial Planning, Llc | $9,326,131 | $2,163,040 | $100,424,398 | $102,587,438 |
| 11 | Berkson Asset Management, Inc. | $991,785 | $21,778,580 | $134,923,463 | $156,702,043 |
| 12 | Integral Wealth Management | $702,701 | $51,526,547 | $88,311,009 | $139,837,556 |
| 13 | Krane Financial Solutions | $271,107 | $57,601,007 | $51,384,124 | $108,985,131 |
| 14 | Matrix Planning Inc | $892,812 | $62,120,217 | $45,909,989 | $108,030,206 |
| 15 | Tempus Wealth Planning, Llc | $222,551 | $62,621,000 | $37,527,092 | $100,148,092 |
| 16 | Up Capital Management, Inc. | $577,411 | $67,475,732 | $86,115,636 | $153,591,368 |
| 17 | Oceaniq Capital, Llc | $2,112,633 | $84,505,313 | $21,126,328 | $105,631,641 |
| 18 | Eiger Wealth Management, Llc | $559,857 | $84,533,523 | $49,272,334 | $133,805,857 |
| 19 | Kachkovsky & Fisher, Inc. | $129,926 | $89,635,990 | $10,796,886 | $100,432,876 |
| 20 | Life Line Wealth Management Llc | $783,232 | $93,464,000 | $27,937,000 | $121,401,000 |
| 21 | Gw Financial | $355,979 | $95,014,592 | $11,067,089 | $106,081,681 |
| 22 | Rhs Financial, Llc | $243,692 | $95,140,839 | $5,016,767 | $100,157,606 |
| 23 | Millennium Investment Services | $409,128 | $98,484,987 | $3,387,935 | $101,872,922 |
| 24 | Hillegas Advisory Services, Inc. | $334,150 | $98,845,504 | $9,753,133 | $108,598,637 |
| 25 | Nia Impact Capital | $1,299,032 | $99,529,104 | $496,381 | $100,025,485 |
| 26 | Aspire Planning Associates, Inc. | $352,398 | $99,884,037 | $26,979,066 | $126,863,103 |
| 27 | Yoder Wealth Management | $374,767 | $100,062,694 | — | $100,062,694 |
| 28 | Cannon Beach Financial Advisors | $243,237 | $100,242,238 | $60,050,678 | $160,292,916 |
| 29 | Kaizen Financial Strategies, Llc | $246,819 | $100,948,955 | — | $100,948,955 |
| 30 | Wealth Resources Group | $262,896 | $101,380,000 | $24,810,000 | $126,190,000 |
| 31 | Camelotta Advisors | $581,717 | $103,125,764 | $419,852 | $103,545,616 |
| 32 | Macroclimate Llc | $4,708,289 | $103,582,351 | — | $103,582,351 |
| 33 | Walker Financial Advisors Inc | $437,895 | $103,859,969 | $21,377,930 | $125,237,899 |
| 34 | O'Boyle Wealth Management, Inc. | $124,630 | $104,300,000 | $13,600,000 | $117,900,000 |
| 35 | Pantheon Investment Group, Llc | $522,496 | $105,544,233 | — | $105,544,233 |
| 36 | Triad Investment Management, Llc | $1,239,365 | $106,585,401 | — | $106,585,401 |
| 37 | Seldon Capital Llc | $8,203,759 | $106,648,865 | — | $106,648,865 |
| 38 | Blue Summit Wealth Management | $230,907 | $107,602,631 | — | $107,602,631 |
| 39 | Mcnaughton Wealth Management, Llc | $174,045 | $107,900,000 | $1,400,000 | $109,300,000 |
| 40 | Cardiff Park Advisors | $861,187 | $108,354,197 | $1,734,586,316 | $1,842,940,513 |
| 41 | Caerus Investment Advisors, Llc | $637,474 | $108,983,564 | $42,097,776 | $151,081,340 |
| 42 | Fischer Investment Strategies, Llc | $159,669 | $109,213,476 | — | $109,213,476 |
| 43 | Haydel, Biel & Associates | $120,530 | $110,332,716 | $433,981 | $110,766,697 |
| 44 | Jlfranklin Wealth Planning | $690,465 | $111,164,902 | — | $111,164,902 |
| 45 | Willow Grove Advisors, Llc | $369,977 | $112,098,447 | $4,511 | $112,102,958 |
| 46 | Tricord Advisors, Inc. | $343,962 | $113,507,557 | — | $113,507,557 |
| 47 | Carmel Capital Management L.L.C. | $1,127,723 | $113,900,000 | — | $113,900,000 |
| 48 | Mine & Arao Wealth Creation And Management, Llc | $343,128 | $113,918,517 | — | $113,918,517 |
| 49 | Union Financial Partners, San Francisco, Inc. | $897,516 | $113,984,551 | — | $113,984,551 |
| 50 | Holbrook Global Strategies | $1,642,857 | $115,000,000 | — | $115,000,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
