RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$25,199,281$1,915,145,364$1,915,145,364
2Financial Clarity, Inc.$47,919,467$1,437,584,000$1,437,584,000
3Dan Goldie Financial Services$631,010$858,173,291$858,173,291
4Anodos Advisors$2,798,905$649,346,000$649,346,000
5Avivar Capital, LLC$16,285,714$228,000,000$228,000,000
6Portfolio Advisors, Inc.$243,051$168,920,340$168,920,340
7Pathways Advisory Group, Inc.$188,049$162,662,723$162,662,723
8Altamont Wealth Management, Inc.$1,477,835$153,694,800$153,694,800
9South Bay Financial Partners$496,585$143,512,941$143,512,941
10Compass Financial Planning, LLC$9,326,131$2,163,040$100,424,398$102,587,438
11Berkson Asset Management, Inc.$991,785$21,778,580$134,923,463$156,702,043
12Integral Investment Advisors, Inc.$702,701$51,526,547$88,311,009$139,837,556
13Krane Financial Solutions$271,107$57,601,007$51,384,124$108,985,131
14Matrix Planning Inc$892,812$62,120,217$45,909,989$108,030,206
15Tempus Wealth Planning, LLC$222,551$62,621,000$37,527,092$100,148,092
16Up Capital Management, Inc.$577,411$67,475,732$86,115,636$153,591,368
17GW Financial$355,979$95,014,592$11,067,089$106,081,681
18RHS Financial, LLC$243,692$95,140,839$5,016,767$100,157,606
19Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
20Hillegas Advisory Services, Inc.$334,150$98,845,504$9,753,133$108,598,637
21Haydel, Biel & Associates$399,329$100,000,000$19,000,000$119,000,000
22Cannon Beach Financial Advisors$243,237$100,242,238$60,050,678$160,292,916
23Camelotta Advisors$581,717$103,125,764$419,852$103,545,616
24Walker Financial Advisors Inc$437,895$103,859,969$21,377,930$125,237,899
25O'Boyle Wealth Management, Inc.$124,630$104,300,000$13,600,000$117,900,000
26Pantheon Investment Group, LLC$522,496$105,544,233$105,544,233
27Triad Investment Management$1,239,365$106,585,401$106,585,401
28Aperio Group, Llc$996,849$107,577,528$3,072,677$110,650,205
29Cardiff Park Advisors$861,187$108,354,197$1,734,586,316$1,842,940,513
30Caerus Investment Advisors, LLC$637,474$108,983,564$42,097,776$151,081,340
31JLFranklin Wealth Planning$690,465$111,164,902$111,164,902
32Tricord Advisors, Inc.$343,962$113,507,557$113,507,557
33Carmel Capital Management LLC$1,127,723$113,900,000$113,900,000
34Mine & Arao Wealth Creation And Management, LLC$343,128$113,918,517$113,918,517
35Union Financial Partners, San Francisco, Inc.$897,516$113,984,551$113,984,551
36Holbrook Global Strategies$1,642,857$115,000,000$115,000,000
37Grecu Capital Management, Inc.$466,517$115,151,661$7,542,416$122,694,077
38Breen Wealth Management, LLC$331,429$116,000,000$116,000,000
39Integris Wealth Management, Llc$47,659$116,467,766$581,719$117,049,485
40Shira Ridge Wealth Management$199,423$118,038,739$5,204,864$123,243,603
41Gasber Financial Advisors, Inc$334,107$118,307,604$5,311,886$123,619,490
42Garner Financial Management, Inc.$309,232$119,054,383$119,054,383
43Weinberger Asset Management, Inc$533,606$119,527,812$119,527,812
44Ted Buchan & Company$190,396$119,540,688$31,062,457$150,603,145
45Private Capital Management, Inc.$1,905,043$119,691,696$21,281,522$140,973,218
46Gunderson Capital Management$117,417$120,000,000$120,000,000
47Clay Northam Wealth Management$120,067$121,391,939$1,076,204$122,468,143
48Clutinger Williams & Verhoye Inc$395,502$122,423,126$9,279,103$131,702,229
49Titan Capital Management, LLC$131,218$122,426,237$122,426,237
50Reis Investment Management, Inc.$537,561$123,638,967$123,638,967
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Showing 1 to 50 of 346 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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