RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1South Bay Financial Partners Group, Inc.$798,687$154,945,209$154,945,209
2Portola Partners Group LLC$3,143,712$4,998,501,584$4,998,501,584
3Altamont Wealth Management, Inc.$2,053,091$172,459,625$172,459,625
4Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
5Anodos Advisors, LLC$4,641,041$914,285,000$914,285,000
6Pathways Advisory Group, Inc.$230,356$203,173,711$203,173,711
7Portfolio Advisors, Inc.$264,189$205,010,504$205,010,504
8Mozaic, LLC$47,740,514$3,150,873,899$3,150,873,899
9Alpha & Omega Financial Management Consultants, Inc.$3,470$479,190,284$479,190,284
10Hendershott Wealth Management, LLC$285,539$113,073,448$113,073,448
11Taylor Wealth Management, LLC$585,474$4,286,779$104,025,902$108,312,681
12Berkson Asset Management, Inc.$1,231,573$26,322,401$180,581,933$206,904,334
13Cardiff Park Advisors,LLC$1,044,254$52,892,344$2,116,022,686$2,168,915,030
14Amara Financial, LLC$265,373$66,516,613$40,428,669$106,945,282
15Oceaniq Capital, LLC$478,320$77,862,077$22,585,208$100,447,285
16Fc360 Wealth Management, Inc.$313,905$85,798,333$21,557,133$107,355,466
17Krane Financial Solutions, LLC$292,455$90,303,881$52,414,240$142,718,121
18Dedicated Capital Advisors, LLC$1,082,106$91,133,764$13,830,536$104,964,300
19Lumina Financial Consultants, LLC$680,432$94,359,732$7,705,050$102,064,782
20Matrix Planning Inc$1,109,738$97,189,920$33,759,218$130,949,138
21Corinthian Wealth Management$1,818,182$100,000,000$100,000,000
22Stephenson And Company, Inc.$461,501$100,754,541$73,231,289$173,985,830
23Archer Pointe Wealth Management, LLC$505,914$101,224,728$11,088,234$112,312,962
24Pan Global Advisers, LLC$792,061$101,246,684$73,006,800$174,253,484
25Triad Investment Management, LLC$1,521,537$103,464,506$103,464,506
26Oxley, Harry Keir$1,167,525$105,077,252$105,077,252
27Jack Keeter & Associates, Inc.$150,836$106,325,241$12,985,874$119,311,115
28Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
29Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
30Pariax, LLC$1,110,891$107,000,000$5,200,000$112,200,000
31Citrine Capital, LLC$467,906$109,022,110$109,022,110
32HBA Advisors, LLC$113,802$109,381,760$323,023$109,704,783
33Up Capital Management, Inc.$569,962$109,491,089$85,435,842$194,926,931
34Legacy Wealth Advisors, LLC$636,492$109,871,298$4,697,329$114,568,627
35Lewis Asset Management, LLC$260,861$112,370,767$5,799,459$118,170,226
36Hillegas Advisory Services, Inc.$381,093$112,740,253$16,831,317$129,571,570
37Cedarstone Advisors$771,464$113,215,076$961,599$114,176,675
38Bourke Wealth Management$431,908$113,263,397$1,192,289$114,455,686
39ACap Asset Management, Inc.$124,925$113,833,411$23,084,708$136,918,119
40Clutinger Williams & Verhoye Inc$452,407$114,555,490$10,308,972$124,864,462
41ALAMAR CAPITAL MANAGEMENT, LLC$761,332$116,483,726$116,483,726
42Prosperity Road, LLC$958,943$117,657,981$3,168,872$120,826,853
43Del Mar Wealth Management Inc$406,541$118,303,331$118,303,331
44Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
45Tempus Wealth Planning, LLC$216,392$119,662,565$43,064,167$162,726,732
46Alsari Wealth Management Global Advisors, LLC$349,854$120,000,000$120,000,000
47Lowery Thomas, LLC$450,482$120,376,059$125,136,675$245,512,734
48Pantheon Investment Group, LLC$532,861$120,426,555$120,426,555
49Echo45 Advisors LLC$365,839$120,726,820$120,726,820
50CHRONICLE ADVISORS LLC$1,781,443$121,138,114$121,138,114
Next Page »

Showing 1 to 50 of 438 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.