RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Mozaic | $25,199,281 | — | $1,915,145,364 | $1,915,145,364 |
| 2 | Financial Clarity, Inc. | $47,919,467 | — | $1,437,584,000 | $1,437,584,000 |
| 3 | Dan Goldie Financial Services | $631,010 | — | $858,173,291 | $858,173,291 |
| 4 | Anodos Advisors | $2,798,905 | — | $649,346,000 | $649,346,000 |
| 5 | Avivar Capital, LLC | $16,285,714 | — | $228,000,000 | $228,000,000 |
| 6 | Portfolio Advisors, Inc. | $243,051 | — | $168,920,340 | $168,920,340 |
| 7 | Pathways Advisory Group, Inc. | $188,049 | — | $162,662,723 | $162,662,723 |
| 8 | Altamont Wealth Management, Inc. | $1,477,835 | — | $153,694,800 | $153,694,800 |
| 9 | South Bay Financial Partners | $496,585 | — | $143,512,941 | $143,512,941 |
| 10 | Compass Financial Planning, LLC | $9,326,131 | $2,163,040 | $100,424,398 | $102,587,438 |
| 11 | Berkson Asset Management, Inc. | $991,785 | $21,778,580 | $134,923,463 | $156,702,043 |
| 12 | Integral Investment Advisors, Inc. | $702,701 | $51,526,547 | $88,311,009 | $139,837,556 |
| 13 | Krane Financial Solutions | $271,107 | $57,601,007 | $51,384,124 | $108,985,131 |
| 14 | Matrix Planning Inc | $892,812 | $62,120,217 | $45,909,989 | $108,030,206 |
| 15 | Tempus Wealth Planning, LLC | $222,551 | $62,621,000 | $37,527,092 | $100,148,092 |
| 16 | Up Capital Management, Inc. | $577,411 | $67,475,732 | $86,115,636 | $153,591,368 |
| 17 | GW Financial | $355,979 | $95,014,592 | $11,067,089 | $106,081,681 |
| 18 | RHS Financial, LLC | $243,692 | $95,140,839 | $5,016,767 | $100,157,606 |
| 19 | Millennium Investment Services | $409,128 | $98,484,987 | $3,387,935 | $101,872,922 |
| 20 | Hillegas Advisory Services, Inc. | $334,150 | $98,845,504 | $9,753,133 | $108,598,637 |
| 21 | Haydel, Biel & Associates | $399,329 | $100,000,000 | $19,000,000 | $119,000,000 |
| 22 | Cannon Beach Financial Advisors | $243,237 | $100,242,238 | $60,050,678 | $160,292,916 |
| 23 | Camelotta Advisors | $581,717 | $103,125,764 | $419,852 | $103,545,616 |
| 24 | Walker Financial Advisors Inc | $437,895 | $103,859,969 | $21,377,930 | $125,237,899 |
| 25 | O'Boyle Wealth Management, Inc. | $124,630 | $104,300,000 | $13,600,000 | $117,900,000 |
| 26 | Pantheon Investment Group, LLC | $522,496 | $105,544,233 | — | $105,544,233 |
| 27 | Triad Investment Management | $1,239,365 | $106,585,401 | — | $106,585,401 |
| 28 | Aperio Group, Llc | $996,849 | $107,577,528 | $3,072,677 | $110,650,205 |
| 29 | Cardiff Park Advisors | $861,187 | $108,354,197 | $1,734,586,316 | $1,842,940,513 |
| 30 | Caerus Investment Advisors, LLC | $637,474 | $108,983,564 | $42,097,776 | $151,081,340 |
| 31 | JLFranklin Wealth Planning | $690,465 | $111,164,902 | — | $111,164,902 |
| 32 | Tricord Advisors, Inc. | $343,962 | $113,507,557 | — | $113,507,557 |
| 33 | Carmel Capital Management LLC | $1,127,723 | $113,900,000 | — | $113,900,000 |
| 34 | Mine & Arao Wealth Creation And Management, LLC | $343,128 | $113,918,517 | — | $113,918,517 |
| 35 | Union Financial Partners, San Francisco, Inc. | $897,516 | $113,984,551 | — | $113,984,551 |
| 36 | Holbrook Global Strategies | $1,642,857 | $115,000,000 | — | $115,000,000 |
| 37 | Grecu Capital Management, Inc. | $466,517 | $115,151,661 | $7,542,416 | $122,694,077 |
| 38 | Breen Wealth Management, LLC | $331,429 | $116,000,000 | — | $116,000,000 |
| 39 | Integris Wealth Management, Llc | $47,659 | $116,467,766 | $581,719 | $117,049,485 |
| 40 | Shira Ridge Wealth Management | $199,423 | $118,038,739 | $5,204,864 | $123,243,603 |
| 41 | Gasber Financial Advisors, Inc | $334,107 | $118,307,604 | $5,311,886 | $123,619,490 |
| 42 | Garner Financial Management, Inc. | $309,232 | $119,054,383 | — | $119,054,383 |
| 43 | Weinberger Asset Management, Inc | $533,606 | $119,527,812 | — | $119,527,812 |
| 44 | Ted Buchan & Company | $190,396 | $119,540,688 | $31,062,457 | $150,603,145 |
| 45 | Private Capital Management, Inc. | $1,905,043 | $119,691,696 | $21,281,522 | $140,973,218 |
| 46 | Gunderson Capital Management | $117,417 | $120,000,000 | — | $120,000,000 |
| 47 | Clay Northam Wealth Management | $120,067 | $121,391,939 | $1,076,204 | $122,468,143 |
| 48 | Clutinger Williams & Verhoye Inc | $395,502 | $122,423,126 | $9,279,103 | $131,702,229 |
| 49 | Titan Capital Management, LLC | $131,218 | $122,426,237 | — | $122,426,237 |
| 50 | Reis Investment Management, Inc. | $537,561 | $123,638,967 | — | $123,638,967 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
