RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1EMPYRION WEALTH MANAGEMENT, INC.$649,733$204,016,095$204,016,095
2EPSILON FINANCIAL GROUP, INC.$999,352$382,751,993$382,751,993
3IMPACT INVESTORS$441,981$156,903,425$156,903,425
4LITTON FINANCIAL$353,242$246,916,000$246,916,000
5TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.$735,878$146,439,802$146,439,802
6ASSET DEDICATION, LLC$24,793$1,235,044,177$1,235,044,177
7ASHFIELD CAPITAL PARTNERS$2,080,609$1,208,833,649$1,208,833,649
8KAIZEN FINANCIAL STRATEGIES, LLC$260,738$116,549,853$116,549,853
9ROBASCIOTTI & PHILIPSON$289,157$144,000,000$144,000,000
10CANTER WEALTH$815,166$117,383,901$117,383,901
11CLAY NORTHAM WEALTH MANAGEMENT$158,279$160,970,251$160,970,251
12HAROLD DAVIDSON & ASSOCIATES INC$953,461$294,619,355$294,619,355
13BENNICAS & ASSOCIATES, INC.$1,693,699$211,712,328$211,712,328
14WEST COAST FINANCIAL, LLC$700,735$1,139,394,644$1,139,394,644
15CREEKSIDE PARTNERS$1,672,727$436,581,680$436,581,680
16JESS S. MORGAN & COMPANY., INC.$925,681$181,433,454$181,433,454
17OPES WEALTH MANAGEMENT, LLC$1,444,075$411,561,244$411,561,244
18AVITAS WEALTH MANAGEMENT, LLC$1,436,802$771,562,639$771,562,639
19KNUFF & COMPANY LLC$2,224,204$193,505,758$193,505,758
20OSHER VAN DE VOORDE INVESTMENT MANAGEMENT$1,159,311$370,979,643$370,979,643
21SILICON VALLEY CAPITAL PARTNERS, L.P.$462,834$477,181,979$477,181,979
22TELOS CAPITAL MANAGEMENT, INC.$473,139$776,894,754$776,894,754
23JURIKA, MILLS & KEIFER, LLC$1,069,988$178,688,000$178,688,000
24YODER WEALTH MANAGEMENT$408,208$116,339,261$116,339,261
25BLUME CAPITAL MANAGEMENT, INC.$544,820$419,511,518$419,511,518
26SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC$2,472,358$244,763,438$244,763,438
27FAIRBANKS CAPITAL MANAGEMENT, INC.$1,919,144$186,156,934$186,156,934
28CASILIO LEITCH INVESTMENTS$1,128,059$121,830,422$121,830,422
29FINANCIAL CONNECTIONS GROUP, INC.$330,633$328,318,406$328,318,406
30MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC$381,751$148,119,407$148,119,407
31LYELL WEALTH MANAGEMENT LP$2,901,840$516,527,560$516,527,560
32WEALTH ANALYTICS PARTNERS, LLC$567,765$191,904,704$191,904,704
33TITAN CAPITAL MANAGEMENT, LLC$156,426$117,632,550$117,632,550
34PARKSIDE ADVISORS LLC$593,621$461,837,025$461,837,025
35WOODWARD DIVERSIFIED CAPITAL, LLC$349,646$224,122,969$224,122,969
36JEFFREY CHARLES LLOYD WOLMAN$3,348,783$190,880,644$190,880,644
37LOWERY THOMAS, LLC$432,938$216,036,044$216,036,044
38COHEN CAPITAL MANAGEMENT INC$3,546,781$613,593,058$613,593,058
39ALETHEA CAPITAL MANAGEMENT, LLC$2,728,637$300,150,085$300,150,085
40TTP INVESTMENTS, INC.$276,132$208,755,630$208,755,630
41AEQUITAS WEALTH MANAGEMENT, LLC$425,399$263,322,000$263,322,000
42CARLSBAD WEALTH ADVISORY GROUP, INC.$253,745$165,695,743$165,695,743
43ASPIRE PLANNING ASSOCIATES, INC.$290,372$110,922,151$110,922,151
44PRIVATE FINANCIAL COUNSELING$286,896$176,728,215$176,728,215
45DESTINATION WEALTH MANAGEMENT$585,592$2,752,282,359$2,752,282,359
46DOUBLE BAY MANAGEMENT & PLANNING$553,108$103,431,146$103,431,146
47TRIAD INVESTMENT MANAGEMENT, LLC$1,561,175$121,771,663$121,771,663
48REGAL WEALTH GROUP INC.$324,688$196,436,254$196,436,254
49BLUE ZONE WEALTH ADVISORS, LLC$1,185,325$228,767,721$228,767,721
50CURTIS ADVISORY GROUP, LLC$913,224$216,434,142$216,434,142
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Showing 1 to 50 of 391 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.