RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301Monterey Private Wealth, Inc.$429,851$671,865,099$27,931,534$699,796,633
302Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
303Victus Captial Wealth, LLC$426,412$194,945,000$11,865,000$206,810,000
304AEQUITAS WEALTH MANAGEMENT, LLC$425,399$263,322,000$263,322,000
305Vance Wealth, Inc.$422,257$354,854,411$1,108,156$355,962,567
306Investor'S Capital Management, LLC$420,601$169,276,175$6,955,657$176,231,832
307Prudent Investors Network, Inc.$417,953$179,301,983$179,301,983
308Great Gable Advisors, LLC$414,523$132,647,399$132,647,399
309Mine & Arao Wealth Creation And Management, LLC$413,921$174,260,743$174,260,743
310Dobson Asset Management - Northern California$411,300$146,279,700$3,022,339$149,302,039
311ROWLING & ASSOCIATES$409,125$388,802,238$30,141,456$418,943,694
312WP Advisors, LLC$407,779$316,821,002$13,071,999$329,893,001
313Del Mar Wealth Management Inc$406,541$118,303,331$118,303,331
314BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.$405,397$514,889,068$6,045,887$520,934,955
315Woodward Diversified Capital, LLC$404,995$390,414,891$390,414,891
316Carter Financial, LLC$403,131$210,811,749$1,235,076$212,046,825
317Deyoe Wealth Management, Inc.$402,903$294,924,675$294,924,675
318EWG Elevate Inc.$401,275$390,735,924$1,710,648$392,446,572
319Elmwood Wealth Management, Inc.$400,658$192,280,963$4,842,601$197,123,564
320Silicon Valley Wealth Advisors, LLC$400,448$396,165,056$9,889,584$406,054,640
321Traverso Chambers Private Wealth Management, LLC$395,068$392,302,815$392,302,815
322Barlow, Linda, Ann$393,566$214,490,581$12,203,621$226,694,202
323WFA WEALTH MANAGERS$387,387$262,454,427$26,149,170$288,603,597
324Integral Investment Advisors, Inc.$386,540$140,121,476$43,871,354$183,992,830
325Effective Assets, Inc.$386,486$127,348,529$6,762,166$134,110,695
326WILSON & BOUCHER CAPITAL MANAGEMENT, LLC$384,524$161,115,762$161,115,762
327Willow Grove Advisors, LLC$381,441$138,459,220$3,693$138,462,913
328Monarch Wealth Strategies$381,222$249,319,052$249,319,052
329Hillegas Advisory Services, Inc.$381,093$112,740,253$16,831,317$129,571,570
330Chico Wealth Ria, Inc.$380,235$275,301,597$19,000,000$294,301,597
331Ball & Company$379,252$165,733,320$165,733,320
332Concord Investment Counsel$377,660$197,292,533$2,867,197$200,159,730
333Churchill Management Corp$376,720$6,449,541,312$117,066,019$6,566,607,331
334Koa Wealth Management, LLC$374,843$126,756,132$24,305,475$151,061,607
335Affinity Capital Advisors LLC$373,378$339,238,997$77,077,208$416,316,205
336Insight Wealth Strategies, LLC$372,671$780,373,193$780,373,193
337Vista Advisor Group, LLC$372,356$130,777,445$5,504,916$136,282,361
338Regal Wealth Group Inc.$372,306$212,586,730$212,586,730
339FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
340WARREN STREET WEALTH ADVISORS, LLC$367,427$148,749,393$7,774,301$156,523,694
341Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
342Echo45 Advisors LLC$365,839$120,726,820$120,726,820
343Garner Financial Management, Inc.$364,825$127,581,122$7,769,045$135,350,167
344DLK Investment Management, LLC$363,915$238,521,812$27,500,105$266,021,917
345Occidental Asset Management, LLC$363,867$422,085,914$422,085,914
346Pachira Investments, Inc.$363,142$167,378,789$44,332,807$211,711,596
347De Groote Financial Group, LLC$360,116$420,615,000$420,615,000
348Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
349Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
350Epsilon Financial Group, Inc.$355,017$415,369,766$415,369,766
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.