RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    401DEFINE FINANCIAL, LLC$475,252$139,723,964$139,723,964
    402ASPIREAN WEALTH, LLC$286,700$49,239,365$89,236,670$138,476,035
    403MCM WEALTH$511,635$137,629,793$137,629,793
    404DWR WEALTH MANAGEMENT, LLC$253,940$131,420,313$5,707,437$137,127,750
    405GREAT GABLE WEALTH MANAGEMENT, LLC$361,130$136,507,086$136,507,086
    406PARKWORTH WEALTH MANAGEMENT, INC.$384,501$134,190,713$134,190,713
    407PARIAX PRIVATE WEALTH MANAGEMENT$1,277,381$130,311,000$3,814,000$134,125,000
    408MILLENNIUM INVESTMENT SERVICES$631,352$131,144,671$2,702,035$133,846,706
    409GATES PASS ADVISORS, LLC$551,647$130,754,945$2,191,988$132,946,933
    410LUMINA FINANCIAL CONSULTANTS, LLC$730,232$129,541,808$2,630,172$132,171,980
    411DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    412CLUTINGER WILLIAMS & VERHOYE INC$484,373$118,507,517$10,819,983$129,327,500
    413TAYLOR WEALTH MANAGEMENT, LLC$688,624$5,401,283$123,371,425$128,772,708
    414CLARITY WEALTH MANAGEMENT, INC.$440,525$118,315,336$9,436,822$127,752,158
    415SHERWOOD FINANCIAL PARTNERS, LLC$1,122,528$126,031,526$814,149$126,845,675
    416VILLAGE WEALTH ADVISORS$444,825$126,330,421$126,330,421
    417ARCHER POINTE WEALTH MANAGEMENT, LLC$481,440$105,835,785$20,301,370$126,137,155
    418ASPIRE PLANNING ASSOCIATES, INC.$344,805$125,509,086$125,509,086
    419AMARA FINANCIAL, LLC$268,056$81,620,870$43,829,465$125,450,335
    420OCEANIQ CAPITAL, LLC$448,751$110,103,702$15,097,903$125,201,605
    421TRIAD INVESTMENT MANAGEMENT, LLC$1,893,121$124,945,961$124,945,961
    422GARNER FINANCIAL MANAGEMENT$352,261$122,464,061$2,236,275$124,700,336
    423ILLUMINATION WEALTH MANAGEMENT$193,244$114,883,203$9,566,130$124,449,333
    424LEGACY WEALTH ADVISORS, LLC$662,078$119,670,483$4,138,181$123,808,664
    425MAYFIELD ADVISORS, INC.$1,041,779$121,888,159$121,888,159
    426MISSION TRAILS FINANCIAL$381,715$108,887,870$11,733,957$120,621,827
    427CLEARVIEW WEALTH MANAGEMENT$220,987$117,758,000$2,680,000$120,438,000
    428BOURKE WEALTH MANAGEMENT$516,562$118,950,870$1,407,966$120,358,836
    429FC360 WEALTH MANAGEMENT, INC.$421,673$98,045,213$22,131,601$120,176,814
    430WAVERLEY WEALTH MANAGEMENT LLC$364,885$117,151,044$2,531,323$119,682,367
    431PROVIDENCE FINANCIAL AND INSURANCES, INC.$104,895$119,265,165$119,265,165
    432DEDICATED CAPITAL ADVISORS, LLC$1,090,360$79,756,319$38,002,590$117,758,909
    433NERAD + DEPPE WEALTH MANAGEMENT$197,562$115,555,932$1,993,614$117,549,546
    434PROSPERITY WEALTH PLANNING LLC$250,119$117,305,710$117,305,710
    435YOUNG WEALTH MANAGEMENT$1,114,507$117,023,216$117,023,216
    436BULL OAK CAPITAL, LLC$494,613$116,234,129$116,234,129
    437FONTE FINANCIAL ADVISORS$372,034$112,473,949$3,228,659$115,702,608
    438BUCHER WEALTH ADVISORS$588,528$115,351,474$115,351,474
    439GOLDEN GATE PERSONAL FINANCIAL PLANNING$724,406$115,180,497$115,180,497
    440WEALTH MANAGEMENT SOLUTIONS, LLC$280,097$107,082,222$8,037,440$115,119,662
    441BLOM & HOWELL FINANCIAL PLANNING, INC.$139,294$111,857,000$3,200,000$115,057,000
    442CLEARVIEW INVESTMENT PARTNERS, LLC$302,136$114,509,721$114,509,721
    443CAVU WEALTH ADVISORS$1,760,231$114,415,000$114,415,000
    444MARRICK WEALTH$481,287$83,829,547$30,235,573$114,065,120
    445DOUBLE BAY MANAGEMENT & PLANNING$1,235,446$112,425,565$112,425,565
    446COGNIZANT WEALTH ADVISORS$764,210$110,046,250$110,046,250
    447SAS FINANCIAL ADVISORS, LLC.$314,286$40,000,000$70,000,000$110,000,000
    448CRAWFORD FINANCIAL PLANNING & CONSULTING$312,179$108,950,510$108,950,510
    449BULMAN WEALTH GROUP$216,834$108,200,000$108,200,000
    450WEALTHTECH PARTNERS LLC$187,489$95,104,713$12,326,335$107,431,048
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    Showing 401 to 450 of 455 entries

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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.