RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 351 | Tempus Wealth Planning, LLC | $216,392 | $119,662,565 | $43,064,167 | $162,726,732 |
| 352 | Johnson Lyman, Inc. | $2,445,755 | $119,124,389 | $5,609,096 | $124,733,485 |
| 353 | Del Mar Wealth Management Inc | $406,541 | $118,303,331 | — | $118,303,331 |
| 354 | Prosperity Road, LLC | $958,943 | $117,657,981 | $3,168,872 | $120,826,853 |
| 355 | ALAMAR CAPITAL MANAGEMENT, LLC | $761,332 | $116,483,726 | — | $116,483,726 |
| 356 | Clutinger Williams & Verhoye Inc | $452,407 | $114,555,490 | $10,308,972 | $124,864,462 |
| 357 | ACap Asset Management, Inc. | $124,925 | $113,833,411 | $23,084,708 | $136,918,119 |
| 358 | Bourke Wealth Management | $431,908 | $113,263,397 | $1,192,289 | $114,455,686 |
| 359 | Cedarstone Advisors | $771,464 | $113,215,076 | $961,599 | $114,176,675 |
| 360 | Hillegas Advisory Services, Inc. | $381,093 | $112,740,253 | $16,831,317 | $129,571,570 |
| 361 | Lewis Asset Management, LLC | $260,861 | $112,370,767 | $5,799,459 | $118,170,226 |
| 362 | Legacy Wealth Advisors, LLC | $636,492 | $109,871,298 | $4,697,329 | $114,568,627 |
| 363 | Up Capital Management, Inc. | $569,962 | $109,491,089 | $85,435,842 | $194,926,931 |
| 364 | HBA Advisors, LLC | $113,802 | $109,381,760 | $323,023 | $109,704,783 |
| 365 | Citrine Capital, LLC | $467,906 | $109,022,110 | — | $109,022,110 |
| 366 | Pariax, LLC | $1,110,891 | $107,000,000 | $5,200,000 | $112,200,000 |
| 367 | Capital Cs Group, LLC | $463,849 | $106,668,881 | $22,281,072 | $128,949,953 |
| 368 | Wealth Quest Partners, Inc. | $358,889 | $106,590,112 | — | $106,590,112 |
| 369 | Jack Keeter & Associates, Inc. | $150,836 | $106,325,241 | $12,985,874 | $119,311,115 |
| 370 | Oxley, Harry Keir | $1,167,525 | $105,077,252 | — | $105,077,252 |
| 371 | Triad Investment Management, LLC | $1,521,537 | $103,464,506 | — | $103,464,506 |
| 372 | Archer Pointe Wealth Management, LLC | $505,914 | $101,224,728 | $11,088,234 | $112,312,962 |
| 373 | Stephenson And Company, Inc. | $461,501 | $100,754,541 | $73,231,289 | $173,985,830 |
| 374 | Matrix Planning Inc | $1,109,738 | $97,189,920 | $33,759,218 | $130,949,138 |
| 375 | Lumina Financial Consultants, LLC | $680,432 | $94,359,732 | $7,705,050 | $102,064,782 |
| 376 | Dedicated Capital Advisors, LLC | $1,082,106 | $91,133,764 | $13,830,536 | $104,964,300 |
| 377 | Oceaniq Capital, LLC | $478,320 | $77,862,077 | $22,585,208 | $100,447,285 |
| 378 | Amara Financial, LLC | $265,373 | $66,516,613 | $40,428,669 | $106,945,282 |
| 379 | Cardiff Park Advisors,LLC | $1,044,254 | $52,892,344 | $2,116,022,686 | $2,168,915,030 |
| 380 | Berkson Asset Management, Inc. | $1,231,573 | $26,322,401 | $180,581,933 | $206,904,334 |
| 381 | Taylor Wealth Management, LLC | $585,474 | $4,286,779 | $104,025,902 | $108,312,681 |
| 382 | South Bay Financial Partners Group, Inc. | $798,687 | — | $154,945,209 | $154,945,209 |
| 383 | Portola Partners Group LLC | $3,143,712 | — | $4,998,501,584 | $4,998,501,584 |
| 384 | Altamont Wealth Management, Inc. | $2,053,091 | — | $172,459,625 | $172,459,625 |
| 385 | Global Financial Advisory Services, Inc. | $305,710 | — | $124,423,884 | $124,423,884 |
| 386 | Anodos Advisors, LLC | $4,641,041 | — | $914,285,000 | $914,285,000 |
| 387 | Pathways Advisory Group, Inc. | $230,356 | — | $203,173,711 | $203,173,711 |
| 388 | Portfolio Advisors, Inc. | $264,189 | — | $205,010,504 | $205,010,504 |
| 389 | Mozaic, LLC | $47,740,514 | — | $3,150,873,899 | $3,150,873,899 |
| 390 | Hendershott Wealth Management, LLC | $285,539 | — | $113,073,448 | $113,073,448 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
