RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1EMPYRION WEALTH MANAGEMENT, INC.$649,733$204,016,095$204,016,095
2IMPACT INVESTORS$441,981$156,903,425$156,903,425
3LITTON FINANCIAL$353,242$246,916,000$246,916,000
4ASSET DEDICATION, LLC$24,793$1,235,044,177$1,235,044,177
5ASHFIELD CAPITAL PARTNERS$2,080,609$1,208,833,649$1,208,833,649
6ROBASCIOTTI & PHILIPSON$289,157$144,000,000$144,000,000
7CANTER WEALTH$815,166$117,383,901$117,383,901
8CLAY NORTHAM WEALTH MANAGEMENT$158,279$160,970,251$160,970,251
9HAROLD DAVIDSON & ASSOCIATES INC$953,461$294,619,355$294,619,355
10BENNICAS & ASSOCIATES, INC.$1,693,699$211,712,328$211,712,328
11WEST COAST FINANCIAL, LLC$700,735$1,139,394,644$1,139,394,644
12CREEKSIDE PARTNERS$1,672,727$436,581,680$436,581,680
13JESS S. MORGAN & COMPANY., INC.$925,681$181,433,454$181,433,454
14OPES WEALTH MANAGEMENT, LLC$1,444,075$411,561,244$411,561,244
15AVITAS WEALTH MANAGEMENT, LLC$1,436,802$771,562,639$771,562,639
16KNUFF & COMPANY LLC$2,224,204$193,505,758$193,505,758
17OSHER VAN DE VOORDE INVESTMENT MANAGEMENT$1,159,311$370,979,643$370,979,643
18SILICON VALLEY CAPITAL PARTNERS, L.P.$462,834$477,181,979$477,181,979
19JURIKA, MILLS & KEIFER, LLC$1,069,988$178,688,000$178,688,000
20YODER WEALTH MANAGEMENT$408,208$116,339,261$116,339,261
21BLUME CAPITAL MANAGEMENT, INC.$544,820$419,511,518$419,511,518
22SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC$2,472,358$244,763,438$244,763,438
23FAIRBANKS CAPITAL MANAGEMENT, INC.$1,919,144$186,156,934$186,156,934
24FINANCIAL CONNECTIONS GROUP, INC.$330,633$328,318,406$328,318,406
25MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC$381,751$148,119,407$148,119,407
26LYELL WEALTH MANAGEMENT LP$2,901,840$516,527,560$516,527,560
27WEALTH ANALYTICS PARTNERS, LLC$567,765$191,904,704$191,904,704
28PARKSIDE ADVISORS LLC$593,621$461,837,025$461,837,025
29JEFFREY CHARLES LLOYD WOLMAN$3,348,783$190,880,644$190,880,644
30LOWERY THOMAS, LLC$432,938$216,036,044$216,036,044
31COHEN CAPITAL MANAGEMENT INC$3,546,781$613,593,058$613,593,058
32ALETHEA CAPITAL MANAGEMENT, LLC$2,728,637$300,150,085$300,150,085
33TTP INVESTMENTS, INC.$276,132$208,755,630$208,755,630
34AEQUITAS WEALTH MANAGEMENT, LLC$425,399$263,322,000$263,322,000
35CARLSBAD WEALTH ADVISORY GROUP, INC.$253,745$165,695,743$165,695,743
36ASPIRE PLANNING ASSOCIATES, INC.$290,372$110,922,151$110,922,151
37DESTINATION WEALTH MANAGEMENT$585,592$2,752,282,359$2,752,282,359
38DOUBLE BAY MANAGEMENT & PLANNING$553,108$103,431,146$103,431,146
39TRIAD INVESTMENT MANAGEMENT, LLC$1,561,175$121,771,663$121,771,663
40REGAL WEALTH GROUP INC.$324,688$196,436,254$196,436,254
41BLUE ZONE WEALTH ADVISORS, LLC$1,185,325$228,767,721$228,767,721
42CURTIS ADVISORY GROUP, LLC$913,224$216,434,142$216,434,142
43PACIFIC CAPITAL$445,385$173,700,000$173,700,000
44ADVANTAGE CAPITAL ADVISORS, LLC$278,903$107,377,534$107,377,534
45HC FINANCIAL ADVISORS INC$477,130$424,645,464$424,645,464
46OAKWOOD CAPITAL MANAGEMENT LLC$1,054,037$855,877,721$855,877,721
47WAYPOINT WEALTH PARTNERS$949,425$566,806,478$566,806,478
48THE HUMPHREYS GROUP$1,945,531$223,736,068$223,736,068
49AXIOM ADVISORY, LLC$238,636$110,011,213$110,011,213
50TARBOX FAMILY OFFICE, INC.$983,036$722,531,346$722,531,346
Next Page »

Showing 1 to 50 of 342 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.