RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Oceaniq Capital, LLC$478,320$77,862,077$22,585,208$100,447,285
2Lumina Financial Consultants, LLC$680,432$94,359,732$7,705,050$102,064,782
3Triad Investment Management, LLC$1,521,537$103,464,506$103,464,506
4Dedicated Capital Advisors, LLC$1,082,106$91,133,764$13,830,536$104,964,300
5Oxley, Harry Keir$1,167,525$105,077,252$105,077,252
6Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
7Amara Financial, LLC$265,373$66,516,613$40,428,669$106,945,282
8Taylor Wealth Management, LLC$585,474$4,286,779$104,025,902$108,312,681
9Citrine Capital, LLC$467,906$109,022,110$109,022,110
10HBA Advisors, LLC$113,802$109,381,760$323,023$109,704,783
11Pariax, LLC$1,110,891$107,000,000$5,200,000$112,200,000
12Archer Pointe Wealth Management, LLC$505,914$101,224,728$11,088,234$112,312,962
13Hendershott Wealth Management, LLC$285,539$113,073,448$113,073,448
14Cedarstone Advisors$771,464$113,215,076$961,599$114,176,675
15Bourke Wealth Management$431,908$113,263,397$1,192,289$114,455,686
16Legacy Wealth Advisors, LLC$636,492$109,871,298$4,697,329$114,568,627
17ALAMAR CAPITAL MANAGEMENT, LLC$761,332$116,483,726$116,483,726
18Lewis Asset Management, LLC$260,861$112,370,767$5,799,459$118,170,226
19Del Mar Wealth Management Inc$406,541$118,303,331$118,303,331
20Jack Keeter & Associates, Inc.$150,836$106,325,241$12,985,874$119,311,115
21Alsari Wealth Management Global Advisors, LLC$349,854$120,000,000$120,000,000
22Pantheon Investment Group, LLC$532,861$120,426,555$120,426,555
23Echo45 Advisors LLC$365,839$120,726,820$120,726,820
24Prosperity Road, LLC$958,943$117,657,981$3,168,872$120,826,853
25CHRONICLE ADVISORS LLC$1,781,443$121,138,114$121,138,114
26Aspire Planning Associates, Inc.$310,162$123,444,466$123,444,466
27Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
28Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
29Clutinger Williams & Verhoye Inc$452,407$114,555,490$10,308,972$124,864,462
30BUFFALO CAPITAL CORPORATION$650,815$126,258,119$126,258,119
31D'Arcy Capital Management, LLC$606,419$126,741,596$126,741,596
32Archvest Wealth Advisors, Inc.$586,073$128,350,000$128,350,000
33Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
34Hillegas Advisory Services, Inc.$381,093$112,740,253$16,831,317$129,571,570
35Matrix Planning Inc$1,109,738$97,189,920$33,759,218$130,949,138
36Topel & Distasi Wealth Management, LLC$252,241$131,670,000$131,670,000
37Advantage Capital Advisors, LLC$304,241$131,736,302$131,736,302
38Great Gable Advisors, LLC$414,523$132,647,399$132,647,399
39Blue Summit Financial Group, Inc.$257,983$132,861,287$132,861,287
40Carbahal Olsen Financial Services Group LLC$282,545$129,776,658$3,301,805$133,078,463
41Millennium Investment Services$595,858$128,791,192$4,681,028$133,472,220
42Effective Assets, Inc.$386,486$127,348,529$6,762,166$134,110,695
43Garner Financial Management, Inc.$364,825$127,581,122$7,769,045$135,350,167
44Gasber Financial Advisors, Inc$949,504$129,429,056$6,349,962$135,779,018
45Vista Advisor Group, LLC$372,356$130,777,445$5,504,916$136,282,361
46ACap Asset Management, Inc.$124,925$113,833,411$23,084,708$136,918,119
47Willow Grove Advisors, LLC$381,441$138,459,220$3,693$138,462,913
48David S Reinders, Inc.$235,458$138,920,045$138,920,045
49Capital Management Advisor Group, LLC$675,265$139,104,491$139,104,491
50CLEARVIEW INVESTMENT PARTNERS, LLC$234,048$137,272,097$2,220,659$139,492,756
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.