RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | HBA Advisors, LLC | $113,802 | $109,381,760 | $323,023 | $109,704,783 |
| 2 | ACap Asset Management, Inc. | $124,925 | $113,833,411 | $23,084,708 | $136,918,119 |
| 3 | Jack Keeter & Associates, Inc. | $150,836 | $106,325,241 | $12,985,874 | $119,311,115 |
| 4 | Elevage Partners, LLC | $150,937 | $185,351,045 | — | $185,351,045 |
| 5 | Falcon Wealth Planning, Inc. | $175,640 | $287,450,269 | $1,653,099 | $289,103,368 |
| 6 | Kachkovsky & Fisher, Inc. | $178,491 | $148,183,308 | $11,030,642 | $159,213,950 |
| 7 | McNaughton Wealth Management, LLC | $194,147 | $139,681,293 | $2,045,863 | $141,727,156 |
| 8 | Tricord Advisors, Inc. | $194,688 | $152,441,018 | — | $152,441,018 |
| 9 | Wolff Wiese Magana LLC | $195,186 | $274,303,336 | $14,962,302 | $289,265,638 |
| 10 | Fischer Investment Strategies, LLC | $196,064 | $142,538,703 | — | $142,538,703 |
| 11 | Clay Northam Wealth Management, LLC | $200,913 | $209,551,845 | — | $209,551,845 |
| 12 | Stewart Wealth Management, Inc. | $201,204 | $204,292,256 | $34,537,395 | $238,829,651 |
| 13 | O'Boyle Wealth Management, Inc. | $203,527 | $201,788,113 | $23,922,990 | $225,711,103 |
| 14 | Planned Solutions Financial & Insurance Services, Inc. | $205,315 | $333,276,488 | $7,547,029 | $340,823,517 |
| 15 | Tempus Wealth Planning, LLC | $216,392 | $119,662,565 | $43,064,167 | $162,726,732 |
| 16 | Veripax Wealth Management, Inc. | $219,420 | $195,342,823 | $379,464 | $195,722,287 |
| 17 | Sam Advisors, LLC | $220,921 | $279,285,387 | $5,923,936 | $285,209,323 |
| 18 | Pathways Advisory Group, Inc. | $230,356 | — | $203,173,711 | $203,173,711 |
| 19 | Measured Risk Portfolios, Inc. | $230,492 | $193,248,384 | $4,282,999 | $197,531,383 |
| 20 | CLEARVIEW INVESTMENT PARTNERS, LLC | $234,048 | $137,272,097 | $2,220,659 | $139,492,756 |
| 21 | David S Reinders, Inc. | $235,458 | $138,920,045 | — | $138,920,045 |
| 22 | C-J Advisory, Inc. | $241,474 | $207,909,075 | — | $207,909,075 |
| 23 | Ted Buchan & Company, LLC | $244,480 | $198,190,287 | $29,420,903 | $227,611,190 |
| 24 | Topel & Distasi Wealth Management, LLC | $252,241 | $131,670,000 | — | $131,670,000 |
| 25 | Davis & Seiley Wealth Management, Inc. | $252,580 | $152,812,000 | $15,406,184 | $168,218,184 |
| 26 | Blue Summit Financial Group, Inc. | $257,983 | $132,861,287 | — | $132,861,287 |
| 27 | Parkshore Wealth Management | $258,759 | $312,126,238 | $28,918,182 | $341,044,420 |
| 28 | Lewis Asset Management, LLC | $260,861 | $112,370,767 | $5,799,459 | $118,170,226 |
| 29 | Certified Planners, Inc. | $262,113 | $169,849,329 | — | $169,849,329 |
| 30 | Portfolio Advisors, Inc. | $264,189 | — | $205,010,504 | $205,010,504 |
| 31 | Amara Financial, LLC | $265,373 | $66,516,613 | $40,428,669 | $106,945,282 |
| 32 | Axiom Advisory, LLC | $269,005 | $150,249,438 | $124,155 | $150,373,593 |
| 33 | Impact Investors, Inc. | $269,314 | $177,954,966 | $43,690,534 | $221,645,500 |
| 34 | Kaizen Financial Strategies, LLC | $271,089 | $141,127,050 | $1,194,517 | $142,321,567 |
| 35 | RHS Financial, LLC | $274,733 | $140,975,270 | $6,831,287 | $147,806,557 |
| 36 | TABR Capital Management, LLC | $280,924 | $165,744,978 | — | $165,744,978 |
| 37 | Griffin Black, Inc. | $281,548 | $147,531,179 | — | $147,531,179 |
| 38 | Carbahal Olsen Financial Services Group LLC | $282,545 | $129,776,658 | $3,301,805 | $133,078,463 |
| 39 | Private Wealth Advisors, LLC | $283,754 | $345,729,624 | $167,091 | $345,896,715 |
| 40 | Fortress Wealth Management, Inc. | $284,160 | $218,229,702 | $573,260 | $218,802,962 |
| 41 | Hendershott Wealth Management, LLC | $285,539 | — | $113,073,448 | $113,073,448 |
| 42 | TTP Investments, Inc. | $286,282 | $226,449,066 | — | $226,449,066 |
| 43 | Regatta Capital Group, LLC | $286,953 | $563,612,476 | $119,048,528 | $682,661,004 |
| 44 | Robasciotti & Associates , Inc. | $288,931 | $154,000,000 | — | $154,000,000 |
| 45 | Praetorian Wealth Management, Inc. | $294,914 | $321,268,876 | $2,251,913 | $323,520,789 |
| 46 | Financial Designs Corporation | $296,334 | $300,814,499 | $95,976,757 | $396,791,256 |
| 47 | Navalign, LLC | $297,974 | $404,947,000 | — | $404,947,000 |
| 48 | Wilsey Asset Management Incorporated | $300,978 | $360,270,737 | — | $360,270,737 |
| 49 | Lifesteps Financial, Inc. | $302,654 | $204,042,068 | $35,659,687 | $239,701,755 |
| 50 | ALJIAN CAPITAL MANAGEMENT | $304,170 | $183,797,669 | $3,266,641 | $187,064,310 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
