RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kaizen Financial Strategies, Llc$246,819$100,948,955$100,948,955
2Fischer Investment Strategies, Llc$159,669$109,213,476$109,213,476
3O'Boyle Wealth Management, Inc.$124,630$104,300,000$13,600,000$117,900,000
4Titan Capital Management, Llc$131,218$122,426,237$122,426,237
5Clay Northam Wealth Management$120,067$121,391,939$1,076,204$122,468,143
6Pacific Financial Strategies, Inc$398,240$127,436,689$127,436,689
7Spectrum Capital Investment Group, Inc.$252,720$127,623,714$127,623,714
8Tax Efficient Asset Management Solution, Inc.$720,092$136,097,380$136,097,380
9Measured Risk Portfolios$260,849$134,899,764$3,089,188$137,988,952
10Wwm Financial$131,563$128,558,584$11,424,114$139,982,698
11Certified Planners, Inc.$209,894$141,604,677$283,521$141,888,198
12M Wealth Management, Llc$131,821$145,267,260$145,267,260
13Ttp Investments, Inc.$228,666$154,349,827$154,349,827
14Gencap Portfolio Management$489,419$144,569,000$16,450,000$161,019,000
15Lifesteps Financial$225,424$153,018,968$11,766,014$164,784,982
16Kcs Wealth Advisory$260,791$169,774,868$169,774,868
17Simplifi, Inc.$347,144$174,613,597$174,613,597
18Retirement Capital Strategies, Inc.$318,242$177,579,270$177,579,270
195T Wealth, Llc$498,904$176,445,268$9,147,063$185,592,331
20Guardian Financial Partners, Llc$335,748$185,904,844$435,377$186,340,221
21C-J Advisory, Inc.$246,766$194,698,000$194,698,000
22Quantum Capital Management$1,082,383$200,240,810$200,240,810
23Kaye Capital Management$356,961$196,658,581$5,024,331$201,682,912
24Financial Avengers, Inc.$290,860$202,398,322$5,566,884$207,965,206
25Core Financial$303,221$212,498,000$363,000$212,861,000
26Elevage Partners, Llc$129,145$231,559,356$126,796$231,686,152
27Harold Davidson & Associates Inc$569,933$241,651,800$241,651,800
28Lighthouse Financial Services Inc$278,128$247,456,591$1,468,053$248,924,644
29Nwk Group$934,078$264,343,963$264,343,963
30Alphacore Capital Llc$281,635$390,430,742$4,984,820$395,415,562
31Sitrin Capital Management, Llc$676,137$410,995,000$17,000,000$427,995,000
32Towneley Capital Management, Inc.$2,153,559$723,595,985$723,595,985
33Fundx Investment Group, Llc$1,118,518$809,807,001$809,807,001
34Laurel Wealth Advisors, Inc.$319,909$1,066,036,385$178,409,768$1,244,446,153
35Fairview Capital$3,972,907$1,821,290,607$6,246,460$1,827,537,067
36Scharf Investments, LLC$2,449,864$2,325,929,131$915,240,768$3,241,169,899
37Hanson Mcclain Advisors$251,487$4,080,810,765$127,565,874$4,208,376,639
38Litman Gregory Asset Management, LLC$3,141,880$1,706,901,120$2,562,914,417$4,269,815,537
39Seven Post Investment Office Lp$29,906,015$4,282,980,859$232,827,417$4,515,808,276

Showing 1 to 39 of 39 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.