RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15T Wealth, Llc$498,904$176,445,268$9,147,063$185,592,331
2Alphacore Capital Llc$281,635$390,430,742$4,984,820$395,415,562
3C-J Advisory, Inc.$246,766$194,698,000$194,698,000
4Certified Planners, Inc.$209,894$141,604,677$283,521$141,888,198
5Clay Northam Wealth Management$120,067$121,391,939$1,076,204$122,468,143
6Core Financial$303,221$212,498,000$363,000$212,861,000
7Elevage Partners, Llc$129,145$231,559,356$126,796$231,686,152
8Fairview Capital$3,972,907$1,821,290,607$6,246,460$1,827,537,067
9Financial Avengers, Inc.$290,860$202,398,322$5,566,884$207,965,206
10Fischer Investment Strategies, Llc$159,669$109,213,476$109,213,476
11Fundx Investment Group, Llc$1,118,518$809,807,001$809,807,001
12Gencap Portfolio Management$489,419$144,569,000$16,450,000$161,019,000
13Guardian Financial Partners, Llc$335,748$185,904,844$435,377$186,340,221
14Hanson Mcclain Advisors$251,487$4,080,810,765$127,565,874$4,208,376,639
15Harold Davidson & Associates Inc$569,933$241,651,800$241,651,800
16Kaizen Financial Strategies, Llc$246,819$100,948,955$100,948,955
17Kaye Capital Management$356,961$196,658,581$5,024,331$201,682,912
18Kcs Wealth Advisory$260,791$169,774,868$169,774,868
19Laurel Wealth Advisors, Inc.$319,909$1,066,036,385$178,409,768$1,244,446,153
20Lifesteps Financial$225,424$153,018,968$11,766,014$164,784,982
21Lighthouse Financial Services Inc$278,128$247,456,591$1,468,053$248,924,644
22Litman Gregory Asset Management, LLC$3,141,880$1,706,901,120$2,562,914,417$4,269,815,537
23M Wealth Management, Llc$131,821$145,267,260$145,267,260
24Measured Risk Portfolios$260,849$134,899,764$3,089,188$137,988,952
25Nwk Group$934,078$264,343,963$264,343,963
26O'Boyle Wealth Management, Inc.$124,630$104,300,000$13,600,000$117,900,000
27Pacific Financial Strategies, Inc$398,240$127,436,689$127,436,689
28Quantum Capital Management$1,082,383$200,240,810$200,240,810
29Retirement Capital Strategies, Inc.$318,242$177,579,270$177,579,270
30Scharf Investments, LLC$2,449,864$2,325,929,131$915,240,768$3,241,169,899
31Seven Post Investment Office Lp$29,906,015$4,282,980,859$232,827,417$4,515,808,276
32Simplifi, Inc.$347,144$174,613,597$174,613,597
33Sitrin Capital Management, Llc$676,137$410,995,000$17,000,000$427,995,000
34Spectrum Capital Investment Group, Inc.$252,720$127,623,714$127,623,714
35Tax Efficient Asset Management Solution, Inc.$720,092$136,097,380$136,097,380
36Titan Capital Management, Llc$131,218$122,426,237$122,426,237
37Towneley Capital Management, Inc.$2,153,559$723,595,985$723,595,985
38Ttp Investments, Inc.$228,666$154,349,827$154,349,827
39Wwm Financial$131,563$128,558,584$11,424,114$139,982,698

Showing 1 to 39 of 39 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.