RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tempus Wealth Planning, LLC$222,551$62,621,000$37,527,092$100,148,092
2RHS Financial, LLC$243,692$95,140,839$5,016,767$100,157,606
3Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
4GW Financial$355,979$95,014,592$11,067,089$106,081,681
5Union Financial Partners, San Francisco, Inc.$897,516$113,984,551$113,984,551
6Haydel, Biel & Associates$399,329$100,000,000$19,000,000$119,000,000
7Garner Financial Management, Inc.$309,232$119,054,383$119,054,383
8Shira Ridge Wealth Management$199,423$118,038,739$5,204,864$123,243,603
9Gasber Financial Advisors, Inc$334,107$118,307,604$5,311,886$123,619,490
10Mission Creek Capital Partners, Inc.$368,396$124,517,679$124,517,679
11Moler Capital Management$443,655$124,667,036$124,667,036
12Walker Financial Advisors Inc$437,895$103,859,969$21,377,930$125,237,899
13Allworth Financial, L.P.$196,949$125,456,204$125,456,204
14Symphony Financial Planning LLC$295,234$126,491,941$1,344,207$127,836,148
15Clutinger Williams & Verhoye Inc$395,502$122,423,126$9,279,103$131,702,229
16Fortress Retirement, Inc.$279,723$132,410,278$458,189$132,868,467
17Dobson Asset Management$383,583$130,644,489$3,226,028$133,870,517
18Napa Wealth Management$278,311$135,537,443$135,537,443
19Castle Wealth Planning$1,222,770$135,727,424$135,727,424
20TABR Capital Management$221,566$135,819,911$135,819,911
21Integral Investment Advisors, Inc.$702,701$51,526,547$88,311,009$139,837,556
22Clearview Investment Partners$199,068$138,402,736$1,740,853$140,143,589
23Spectrum Financial Management$1,113,132$135,275,630$4,978,941$140,254,571
24WaLPole Financial Advisors$312,199$140,489,772$140,489,772
25Wilson & Boucher Capital Management, LLC$335,529$140,922,216$140,922,216
26Balboa Wealth Partners, Inc.$221,146$141,200,000$112,000$141,312,000
27Pring Turner Capital Group$455,822$127,231,006$15,441,307$142,672,313
28Davis & Seiley Wealth Management, Inc.$218,343$134,767,875$10,867,056$145,634,931
29Baker, Brose & Mitsutome Wealth Management LLC$356,886$147,037,000$147,037,000
30Eliot Finkel Investment Counsel$702,493$147,523,490$147,523,490
31Aljian Capital Management$253,853$145,214,237$2,527,990$147,742,227
32Carlsbad Wealth Advisory Group, Inc.$210,924$149,123,286$149,123,286
33Ted Buchan & Company$190,396$119,540,688$31,062,457$150,603,145
34Stewart Wealth Management, Inc.$148,387$128,940,246$21,672,753$150,612,999
35Reed & Ball, Inc.$341,798$151,074,847$151,074,847
36Altamont Wealth Management, Inc.$1,477,835$153,694,800$153,694,800
37Berkson Asset Management, Inc.$991,785$21,778,580$134,923,463$156,702,043
38Pathways Advisory Group, Inc.$188,049$162,662,723$162,662,723
39Regal Wealth Group Inc.$278,596$163,257,072$163,257,072
40Portfolio Advisors, Inc.$243,051$168,920,340$168,920,340
41Avalan, LLC$445,066$156,700,000$12,425,000$169,125,000
42Fairbanks Capital Management$2,067,218$171,579,075$171,579,075
43Manhattan West Asset Management, LLC$479,631$178,952,983$5,225,231$184,178,214
44Parkshore Wealth Management$196,220$178,657,185$5,985,368$184,642,553
45Pennington Financial Group$306,913$187,523,917$187,523,917
46Praetorian Guard$201,478$187,979,012$187,979,012
47Taylor Frigon Capital Management LLC$1,390,381$189,091,859$189,091,859
48ZRC Wealth Management, LLC$440,989$193,727,857$1,189,454$194,917,311
49Personal Financial Consultants, Inc.$930,803$196,188,618$210,817$196,399,435
50Orin Green Financial, LLC$335,510$208,667,076$6,059,028$214,726,104
Next Page »

Showing 1 to 50 of 110 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.