RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Nia Impact Capital$1,299,032$99,529,104$496,381$100,025,485
2Tempus Wealth Planning, Llc$222,551$62,621,000$37,527,092$100,148,092
3Rhs Financial, Llc$243,692$95,140,839$5,016,767$100,157,606
4Kachkovsky & Fisher, Inc.$129,926$89,635,990$10,796,886$100,432,876
5Millennium Investment Services$409,128$98,484,987$3,387,935$101,872,922
6Gw Financial$355,979$95,014,592$11,067,089$106,081,681
7Blue Summit Wealth Management$230,907$107,602,631$107,602,631
8Mcnaughton Wealth Management, Llc$174,045$107,900,000$1,400,000$109,300,000
9Haydel, Biel & Associates$120,530$110,332,716$433,981$110,766,697
10Union Financial Partners, San Francisco, Inc.$897,516$113,984,551$113,984,551
11Garner Financial Management$309,232$119,054,383$119,054,383
12Gasber Financial Advisors, Inc$875,392$122,554,871$122,554,871
13Shira Ridge Wealth Management$199,423$118,038,739$5,204,864$123,243,603
14Moler Capital Management$443,655$124,667,036$124,667,036
15Walker Financial Advisors Inc$437,895$103,859,969$21,377,930$125,237,899
16Wealth Resources Group$262,896$101,380,000$24,810,000$126,190,000
17Aspire Planning Associates, Inc.$352,398$99,884,037$26,979,066$126,863,103
18Symphony Financial Planning Llc$295,234$126,491,941$1,344,207$127,836,148
19Buffalo Capital Corporation$341,898$127,869,707$127,869,707
20Clutinger Williams & Verhoye Inc$417,941$120,074,371$9,069,457$129,143,828
21Dobson Asset Management$383,583$130,644,489$3,226,028$133,870,517
22Napa Wealth Management$278,311$135,537,443$135,537,443
23Castle Wealth Planning$1,222,770$135,727,424$135,727,424
24Tabr Capital Management, Llc$221,566$135,819,911$135,819,911
25Dlk Investment Management$513,551$122,181,598$14,936,615$137,118,213
26Awm Global Advisors$374,713$139,018,559$139,018,559
27Integral Wealth Management$702,701$51,526,547$88,311,009$139,837,556
28Clearview Investment Partners, Llc$199,068$138,402,736$1,740,853$140,143,589
29Spectrum Financial Management$1,113,132$135,275,630$4,978,941$140,254,571
30Walpole Financial Advisors, Llc$312,199$140,489,772$140,489,772
31Wilson & Boucher Capital Management, Llc$335,529$140,922,216$140,922,216
32Balboa Wealth Partners, Inc.$221,146$141,200,000$112,000$141,312,000
33Davis & Seiley Wealth Management, Inc.$218,343$134,767,875$10,867,056$145,634,931
34Fortress Wealth Management, Inc.$317,297$145,956,655$145,956,655
35Pring Turner Capital Group$475,669$129,806,945$17,174,918$146,981,863
36Baker, Brose & Mitsutome Wealth Management LLC$356,886$147,037,000$147,037,000
37Eliot Finkel Investment Counsel, Llc$702,493$147,523,490$147,523,490
38Aljian Capital Management$253,853$145,214,237$2,527,990$147,742,227
39Carlsbad Wealth Advisory Group, Inc.$210,924$149,123,286$149,123,286
40Ted Buchan & Company$190,396$119,540,688$31,062,457$150,603,145
41Stewart Wealth Management, Inc.$148,387$128,940,246$21,672,753$150,612,999
42Ball & Company$341,798$151,074,847$151,074,847
43Altamont Wealth Management, Inc.$1,477,835$153,694,800$153,694,800
44Berkson Asset Management, Inc.$991,785$21,778,580$134,923,463$156,702,043
45Pathways Advisory Group, Inc.$188,049$162,662,723$162,662,723
46Regal Wealth Group Inc.$278,596$163,257,072$163,257,072
47Platt Wealth Management$535,819$165,032,232$165,032,232
48Portfolio Advisors, Inc.$243,051$168,920,340$168,920,340
49Avalan, Llc$445,066$156,700,000$12,425,000$169,125,000
50One Degree Advisors, Inc.$244,880$166,170,303$3,531,765$169,702,068
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Showing 1 to 50 of 126 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.