RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$25,199,281$1,915,145,364$1,915,145,364
2Financial Clarity, Inc.$47,919,467$1,437,584,000$1,437,584,000
3Dan Goldie Financial Services$631,010$858,173,291$858,173,291
4Anodos Advisors$2,798,905$649,346,000$649,346,000
5South Bay Financial Partners$496,585$143,512,941$143,512,941
6Compass Financial Planning, LLC$9,326,131$2,163,040$100,424,398$102,587,438
7Matrix Planning Inc$892,812$62,120,217$45,909,989$108,030,206
8Up Capital Management, Inc.$577,411$67,475,732$86,115,636$153,591,368
9Hillegas Advisory Services, Inc.$334,150$98,845,504$9,753,133$108,598,637
10Cannon Beach Financial Advisors$243,237$100,242,238$60,050,678$160,292,916
11Camelotta Advisors$581,717$103,125,764$419,852$103,545,616
12Triad Investment Management$1,239,365$106,585,401$106,585,401
13Aperio Group, Llc$996,849$107,577,528$3,072,677$110,650,205
14Cardiff Park Advisors$861,187$108,354,197$1,734,586,316$1,842,940,513
15Caerus Investment Advisors, LLC$637,474$108,983,564$42,097,776$151,081,340
16JLFranklin Wealth Planning$690,465$111,164,902$111,164,902
17Tricord Advisors, Inc.$343,962$113,507,557$113,507,557
18Carmel Capital Management LLC$1,127,723$113,900,000$113,900,000
19Mine & Arao Wealth Creation And Management, LLC$343,128$113,918,517$113,918,517
20Holbrook Global Strategies$1,642,857$115,000,000$115,000,000
21Grecu Capital Management, Inc.$466,517$115,151,661$7,542,416$122,694,077
22Breen Wealth Management, LLC$331,429$116,000,000$116,000,000
23Weinberger Asset Management, Inc$533,606$119,527,812$119,527,812
24Private Capital Management, Inc.$1,905,043$119,691,696$21,281,522$140,973,218
25Reis Investment Management, Inc.$537,561$123,638,967$123,638,967
26Sage Stone Wealth Management LLC$458,812$124,091,378$3,458,442$127,549,820
27Allstreet Capital LLC$1,038,189$124,582,679$124,582,679
28Catalina Capital Group, LLC$625,322$124,813,388$11,506,755$136,320,143
29Robasciotti & Philipson$265,393$125,000,000$125,000,000
30Investor's Capital Management$302,549$127,063,509$8,478,311$135,541,820
31Vine Street Wealth Management, LLC$855,647$128,101,273$7,090,956$135,192,229
32Hutchinson & Ziegler Financial Advisors, Inc.$525,821$129,877,666$129,877,666
33Pillar Wealth Management, LLC$405,516$131,387,186$131,387,186
34Marin Bay Wealth Advisors, LLC$806,017$132,972,368$78,204,082$211,176,450
35Palo Alto Wealth Advisors, LLC$491,625$132,997,432$39,071,310$172,068,742
36FPC Investment Advisory, Inc.$359,379$133,329,711$133,329,711
37Hamilton Wealth, LLC$362,041$135,462,718$18,042,654$153,505,372
38Vintage West Capital Management$987,655$136,759,851$159,536,522$296,296,373
39Elmwood Wealth Management$329,253$138,268,619$6,931,892$145,200,511
40Victus Capital Wealth$901,840$141,000,000$6,000,000$147,000,000
41Baker & Associates$370,479$141,023,540$21,616,879$162,640,419
42Veripax Wealth Management, LLC$207,951$146,397,307$146,397,307
43Benningfield Financial Advisors$523,978$146,713,741$146,713,741
44Womack Wealth Management, Inc.$392,138$147,929,157$3,044,090$150,973,247
45Athena Investment Management$523,207$149,025,689$2,181,073$151,206,762
46Dash Investments$394,444$149,494,291$149,494,291
47Curtis Advisory Group$733,801$149,695,380$149,695,380
48Wealth Analytics Partners, LLC$1,127,581$149,968,253$149,968,253
49Sharper & Granite LLC$476,019$152,326,000$152,326,000
50New Market Wealth Management, LLC$527,825$160,373,388$8,530,768$168,904,156
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Showing 1 to 50 of 183 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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