RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | IWP Wealth Management | $44,741,082 | $71,408,011 | $1,584,012,027 | $1,655,420,038 |
| 2 | Obermeyer Wood Investment Counsel, LLP | $803,432 | $1,567,496,495 | $0 | $1,567,496,495 |
| 3 | Colorado Financial Management | $1,936,295 | $1,446,920,744 | $3,363,927 | $1,450,284,671 |
| 4 | Rocky Mountain Advisers | $6,865,906 | $1,448,209,654 | $496,468 | $1,448,706,122 |
| 5 | GHP Investment Advisors Inc | $477,211 | $1,238,672,349 | $15,438,367 | $1,254,110,716 |
| 6 | Private Capital Management, LLC | $379,545 | $1,140,658,218 | $252,905 | $1,140,911,123 |
| 7 | BSW Wealth Partners | $433,864 | $919,247,278 | $31,782,578 | $951,029,856 |
| 8 | Syntrinsic Investment Counsel | $2,254,981 | $556,983,711 | $372,068,383 | $929,052,094 |
| 9 | The Institute | $258,940 | $825,304,312 | $100,923,156 | $926,227,468 |
| 10 | Cherry Creek Family Offices | $1,150,461 | $0 | $846,739,650 | $846,739,650 |
| 11 | Johnson Financial Group | $1,835,152 | $503,654,515 | $318,493,649 | $822,148,164 |
| 12 | Paragon Capital Management | $1,349,549 | $749,626,894 | $72,248,610 | $821,875,504 |
| 13 | Sharkey Howes & Javer Inc | $275,263 | $645,477,627 | $139,572,760 | $785,050,387 |
| 14 | Cardan Capital Partners, LLC | $396,441 | $701,692,376 | $404,028 | $702,096,404 |
| 15 | Investment Security Group, Inc. | $271,230 | $656,882,922 | $12,240,369 | $669,123,291 |
| 16 | Shine Investment Advisory Services Inc | $464,660 | $623,870,973 | $8,995,491 | $632,866,464 |
| 17 | Schaefer Financial Management, Inc. | $411,536 | $0 | $605,369,439 | $605,369,439 |
| 18 | Peak Asset Management | $561,453 | $509,976,968 | $22,841,893 | $532,818,861 |
| 19 | Janiczek Wealth Management | $529,197 | $515,967,014 | $0 | $515,967,014 |
| 20 | Weatherstone Capital Management | $191,590 | $436,996,616 | $3,085,045 | $440,081,661 |
| 21 | Colorado Capital Management | $472,252 | $354,188,753 | $0 | $354,188,753 |
| 22 | Johnston & Associates Inc | $1,928,128 | $125,450,500 | $156,056,247 | $281,506,747 |
| 23 | Peak Capital Management | $375,300 | $272,842,961 | $0 | $272,842,961 |
| 24 | Transitions Wealth Management | $307,211 | $262,665,438 | $0 | $262,665,438 |
| 25 | Noven Financial Group, Inc. | $262,618 | $204,917,099 | $34,853,515 | $239,770,614 |
| 26 | G&S Capital LLC | $266,608 | $219,151,500 | $0 | $219,151,500 |
| 27 | IWP Wealth - Private Client Advisors | $3,157,941 | $129,740,000 | $85,000,000 | $214,740,000 |
| 28 | Causey Demgen & Moore P.C. | $690,330 | $203,358,452 | $11,334,162 | $214,692,614 |
| 29 | Bason Asset Management | $495,088 | $204,548,661 | $3,388,339 | $207,937,000 |
| 30 | Helm Investment Management | $1,829,933 | $204,952,474 | $0 | $204,952,474 |
| 31 | Rainsberger Wealth Advisors | $298,731 | $168,199,852 | $33,144,766 | $201,344,618 |
| 32 | Mountain Capital Investment Advisors Inc | $233,918 | $200,000,000 | $0 | $200,000,000 |
| 33 | Wambolt & Associates | $238,006 | $190,340,979 | $540,000 | $190,880,979 |
| 34 | Highwater Wealth Management LLC | $380,395 | $186,488,792 | $2,567,361 | $189,056,153 |
| 35 | Harbor Financial Group | $332,849 | $175,314,300 | $3,425,400 | $178,739,700 |
| 36 | All Season Financial Advisors, Inc. | $238,541 | $167,694,395 | $0 | $167,694,395 |
| 37 | Cherry Creek Investment Advisors Inc | $825,000 | $165,000,000 | $0 | $165,000,000 |
| 38 | Wealth Management Consultants Colorado, LLC | $1,166,173 | $163,264,218 | $0 | $163,264,218 |
| 39 | Cornerstone Investment Advisors | $386,328 | $89,468,993 | $68,539,201 | $158,008,194 |
| 40 | J.F. Williams Co., Inc. | $380,697 | $0 | $152,659,647 | $152,659,647 |
| 41 | Peak Financial Advisors | $429,882 | $150,079,410 | $379,374 | $150,458,784 |
| 42 | Financially Speaking Inc | $236,578 | $145,595,028 | $3,921,998 | $149,517,026 |
| 43 | CAM Investor Solutions | $269,811 | $148,666,000 | $0 | $148,666,000 |
| 44 | Cedrus | $391,635 | $0 | $146,471,415 | $146,471,415 |
| 45 | Jenkins Wealth | $324,149 | $145,542,898 | $0 | $145,542,898 |
| 46 | The Retirement Planning Specialists, LLC | $215,747 | $136,783,507 | $0 | $136,783,507 |
| 47 | Petra Financial Advisors Inc | $228,778 | $132,462,648 | $0 | $132,462,648 |
| 48 | Custom Portfolio Group | $401,153 | $120,015,854 | $9,957,688 | $129,973,542 |
| 49 | Callahan Capital Management | $118,013 | $128,633,510 | $1,298,481 | $129,931,991 |
| 50 | Vanguard Capital | $299,480 | $129,675,000 | $0 | $129,675,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
