RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | IWP Wealth Management | $44,283,216 | $211,529,898 | $1,781,214,830 | $1,992,744,728 |
| 2 | Colorado Financial Management | $518,995 | $1,563,570,133 | $6,390,973 | $1,569,961,106 |
| 3 | Rocky Mountain Advisers | $5,440,614 | $1,376,255,531 | $219,915 | $1,376,475,446 |
| 4 | Obermeyer Wood Investment Counsel, LLP | $695,189 | $1,346,580,140 | — | $1,346,580,140 |
| 5 | GHP Investment Advisors Inc | $367,874 | $1,265,249,918 | $12,007,390 | $1,277,257,308 |
| 6 | BSW Wealth Partners | $420,540 | $1,023,403,497 | $48,973,263 | $1,072,376,760 |
| 7 | Private Capital Management, LLC | $370,330 | $1,001,371,294 | — | $1,001,371,294 |
| 8 | Johnson Financial Group | $1,816,637 | $636,302,061 | $313,798,974 | $950,101,035 |
| 9 | Syntrinsic Investment Counsel | $2,152,829 | $532,692,429 | $352,120,112 | $884,812,541 |
| 10 | The Institute | $227,829 | $758,957,510 | $82,413,558 | $841,371,068 |
| 11 | Cherry Creek Family Offices | $1,142,388 | $157,670,049 | $669,419,005 | $827,089,054 |
| 12 | Paragon Capital Management | $1,244,914 | $737,881,134 | $78,782,281 | $816,663,415 |
| 13 | Sharkey Howes & Javer Inc | $255,479 | $598,415,975 | $112,071,405 | $710,487,380 |
| 14 | Cardan Capital Partners, LLC | $373,890 | $666,201,989 | $36,336,529 | $702,538,518 |
| 15 | Investment Security Group, Inc. | $277,053 | $617,550,621 | — | $617,550,621 |
| 16 | Shine Investment Advisory Services Inc | $406,033 | $586,540,134 | $7,080,211 | $593,620,345 |
| 17 | Janiczek Wealth Management | $541,150 | $564,419,311 | — | $564,419,311 |
| 18 | Schaefer Financial Management, Inc. | $358,997 | — | $554,290,947 | $554,290,947 |
| 19 | Peak Asset Management | $547,589 | $506,125,268 | $21,750,459 | $527,875,727 |
| 20 | Colorado Capital Management | $418,013 | $308,075,330 | — | $308,075,330 |
| 21 | Obermeyer Wood Investment Counsel, Lllp | $333,825 | $302,779,262 | — | $302,779,262 |
| 22 | Johnston & Associates Inc | $1,888,310 | $116,412,013 | $153,616,269 | $270,028,282 |
| 23 | Transitions Wealth Management | $251,510 | $255,785,641 | — | $255,785,641 |
| 24 | IWP Wealth - Private Client Advisors | $3,071,263 | $137,809,000 | $107,892,000 | $245,701,000 |
| 25 | Peak Capital Management | $692,181 | $242,263,409 | — | $242,263,409 |
| 26 | Noven Financial Group, Inc. | $274,775 | $212,299,971 | $26,754,609 | $239,054,580 |
| 27 | Bason Asset Management | $495,366 | $233,218,000 | $5,053,000 | $238,271,000 |
| 28 | Mountain Capital Investment Advisors Inc | $190,023 | $226,507,110 | — | $226,507,110 |
| 29 | Causey Demgen & Moore P.C. | $690,330 | $203,358,452 | $11,334,162 | $214,692,614 |
| 30 | G&S Capital LLC | $244,249 | $209,321,300 | — | $209,321,300 |
| 31 | Wambolt & Associates | $218,498 | $199,270,266 | — | $199,270,266 |
| 32 | Helm Investment Management | $442,602 | $199,171,104 | — | $199,171,104 |
| 33 | Rainsberger Wealth Advisors | $277,730 | $169,179,374 | $16,066,608 | $185,245,982 |
| 34 | Highwater Wealth Management LLC | $850,374 | $175,576,470 | $5,553,263 | $181,129,733 |
| 35 | Harbor Financial Group | $292,183 | $171,342,400 | $1,629,900 | $172,972,300 |
| 36 | All Season Financial Advisors, Inc. | $223,792 | $168,738,867 | — | $168,738,867 |
| 37 | Jenkins Wealth | $159,870 | $166,264,533 | — | $166,264,533 |
| 38 | Wealth Management Consultants Colorado, LLC | $1,065,264 | $153,398,023 | — | $153,398,023 |
| 39 | J.F. Williams Co., Inc. | $344,746 | — | $149,619,602 | $149,619,602 |
| 40 | Peak Financial Advisors | $414,776 | $147,804,051 | $270,977 | $148,075,028 |
| 41 | Financially Speaking Inc | $231,548 | $142,583,891 | $3,754,132 | $146,338,023 |
| 42 | Cherry Creek Investment Advisors Inc | $828,571 | $145,000,000 | — | $145,000,000 |
| 43 | LotusGroup Advisors | $200,832 | $74,704,187 | $67,886,856 | $142,591,043 |
| 44 | The Retirement Planning Specialists, LLC | $194,308 | $137,570,313 | — | $137,570,313 |
| 45 | Cornerstone Investment Advisors | $337,406 | $71,027,273 | $66,297,107 | $137,324,380 |
| 46 | Panoramic Investment Advisors | $252,414 | $134,536,825 | — | $134,536,825 |
| 47 | AdviserSource.com | $161,431 | $111,363,178 | $21,978,683 | $133,341,861 |
| 48 | Essential Investment Partners, LLC | $604,878 | $124,270,375 | $6,383,258 | $130,653,633 |
| 49 | Callahan Capital Management | $111,695 | $127,421,539 | $1,362,609 | $128,784,148 |
| 50 | Ludwick & Shirman | $267,320 | $123,769,216 | — | $123,769,216 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
