RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Triumph Capital Management$109,422$372,911,856$372,911,856
2Lotusgroup Advisors, LLC$115,307$73,618,701$86,196,459$159,815,160
3Callahan Capital Management Inc$128,369$152,162,211$1,880,694$154,042,905
4Financial Security Management, Inc$172,070$332,353,365$773,913$333,127,278
5Pinnacle Wealth Management, Inc.$178,942$128,618,869$1,114,304$129,733,173
6Jenkins Wealth$191,290$243,892,551$384,820$244,277,371
7Vista Private Wealth Partners LLC$203,443$400,211,066$1,792,172$402,003,238
8Aspen Wealth Strategies, LLC$225,630$173,120,073$10,994,139$184,114,212
9The Holben Group, LLC$229,656$127,000,000$127,000,000
10The Retirement Planning Specialists, LLC$234,456$186,409,500$921,197$187,330,697
11FFG Retirement Advisors LLC$236,658$125,665,486$125,665,486
12Integrated Financial Planning, P.C.$238,455$143,073,045$143,073,045
13Altius Financial, Inc.$241,260$116,287,379$116,287,379
14SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
15Panoramic Investment Advisors, LLC$257,572$166,906,372$166,906,372
16Wambolt & Associates, LLC$261,056$327,625,599$327,625,599
17Kozak & Tripp Private Asset Management, Inc.$266,299$406,798,739$27,268,008$434,066,747
18Vital Investment Management LLC$270,158$128,237,413$897,875$129,135,288
19All Season Financial Advisors, Inc.$273,706$204,731,971$204,731,971
20Financially Speaking Inc$283,167$163,926,735$3,141,644$167,068,379
21Sharkey Howes & Javer Inc$288,413$769,485,101$769,485,101
22G&S Capital LLC$289,570$259,744,612$259,744,612
23Bonfire Financial, LLC$289,597$119,201,756$3,297,968$122,499,724
24Alpha Capital Family Office, LLC$290,955$136,295,788$3,653,349$139,949,137
25Investment Security Group, Inc.$299,974$798,230,467$798,230,467
26M & A Consulting Group, LLC$310,855$189,000,000$189,000,000
27Rainsberger Wealth Advisors, Inc.$312,886$230,955,030$17,476,193$248,431,223
28Kilterhowling LLC$314,407$151,831,023$11,974,768$163,805,791
29Boulder Wealth Advisors, LLC$317,592$156,255,111$156,255,111
30Rosecap Investment Advisors, LLC$318,891$200,713,062$15,495,373$216,208,435
31Petra Financial Advisors Inc$327,237$174,090,333$174,090,333
32Wealth Legacy Institute, Inc.$328,245$160,840,035$160,840,035
33Harbor Financial Group, Inc.$360,938$271,431,500$4,324,900$275,756,400
34Genereux Investment Management, Inc.$380,119$112,895,361$112,895,361
35The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
36Integrity Wealth Solutions LLC$387,863$137,691,389$137,691,389
37Cornerstone Investment Advisors, LLC$401,135$83,054,834$80,608,097$163,662,931
38Schaefer Financial Management, Inc.$403,191$672,523,282$672,523,282
39J.F. Williams Co., Inc.$430,169$194,006,362$194,006,362
40CDKV Holdings LLC$436,498$107,324,771$490,271$107,815,042
41Season Investments, LLC$438,630$125,099,645$26,666,205$151,765,850
42Cardan Capital Partners, LLC$450,317$992,498,537$992,498,537
43Private Capital Management, LLC$458,216$1,311,639,564$232,994$1,311,872,558
44SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
45Helm Investment Management, LLC$470,125$247,285,624$247,285,624
46MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
47BSW Wealth Partners, Inc., A Public Benefit Corporation$501,831$1,508,512,895$7,519,184$1,516,032,079
48Colorado Capital Management, Inc.$514,104$428,577,298$17,150,575$445,727,873
49Peak Financial Advisors, LLC$514,642$192,780,051$210,675$192,990,726
50Mattern Capital Management, LLC$542,101$577,879,545$577,879,545
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Showing 1 to 50 of 85 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.