RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
2CALLAHAN CAPITAL MANAGEMENT$120,101$139,612,238$1,626,373$141,238,611
3FINANCIAL SECURITY MANAGEMENT, INC$140,949$254,201,193$71,359$254,272,552
4LOTUSGROUP ADVISORS$144,569$49,561,135$84,598,570$134,159,705
5KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
6JENKINS WEALTH$215,215$211,154,429$2,123,473$213,277,902
7THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
8WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
9SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
10INTEGRATED FINANCIAL PLANNING, P.C.$242,761$121,865,835$121,865,835
11FINANCIALLY SPEAKING INC$247,819$151,896,688$1,007,931$152,904,619
12ALL SEASON FINANCIAL ADVISORS, INC.$248,035$192,908,145$2,791,110$195,699,255
13G&S CAPITAL LLC$261,915$235,723,600$235,723,600
14THE HOLBEN GROUP, LLC$275,000$110,000,000$110,000,000
15VITAL INVESTMENT MANAGEMENT LLC$275,298$108,440,291$1,954,128$110,394,419
16ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
17BONFIRE FINANCIAL, LLC$281,744$108,098,067$3,190,915$111,288,982
18KILTERHOWLING LLC$282,841$120,773,032$120,773,032
19TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
20SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
21RAINSBERGER WEALTH ADVISORS$291,127$194,389,420$16,968,914$211,358,334
22AGILE CAPITAL MANAGEMENT, LLC. (DBA PERSONAL BENEFIT SERVICES)$297,100$101,608,197$101,608,197
23PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
24INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
25WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
26HARBOR FINANCIAL GROUP, INC.$327,704$222,205,600$5,221,000$227,426,600
27LUDWICK & SHIRMAN$362,008$139,734,928$139,734,928
28ALPHA CAPITAL FAMILY OFFICE, LLC$378,244$138,481,246$2,981,846$141,463,092
29CORNERSTONE INVESTMENT ADVISORS, LLC$380,003$78,139,890$75,761,291$153,901,181
30J.F. WILLIAMS CO., INC.$394,445$178,683,528$178,683,528
31CUSTOM PORTFOLIO GROUP$395,093$126,330,391$11,161,971$137,492,362
32SCHAEFER FINANCIAL MANAGEMENT, INC.$414,881$658,001,811$658,001,811
33CARDAN CAPITAL PARTNERS, LLC$427,107$888,740,839$52,603,263$941,344,102
34BSW WEALTH PARTNERS$440,572$1,230,087,897$7,037,673$1,237,125,570
35PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
36SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
37HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
38PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
39MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
40MUELLER FINANCIAL SOLUTIONS CO.$484,810$124,456,389$4,988,005$129,444,394
41THE WEALTH CONSERVANCY, INC.$488,409$77,524,567$27,971,751$105,496,318
42MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
43GHP INVESTMENT ADVISORS INC$517,625$1,527,308,746$12,107,036$1,539,415,782
44COLORADO CAPITAL MANAGEMENT$520,181$403,140,066$403,140,066
45WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
46PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
47COLORADO FINANCIAL MANAGEMENT LLC$570,961$1,561,160,490$15,834,136$1,576,994,626
48JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
49ESSENTIAL INVESTMENT PARTNERS, LLC$602,202$138,932,809$7,402,364$146,335,173
50PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
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Showing 1 to 50 of 73 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.