RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Triumph Capital Management$105,746$345,895,106$345,895,106
2Callahan Capital Management$120,101$139,612,238$1,626,373$141,238,611
3Financial Security Management, Inc$140,949$254,201,193$71,359$254,272,552
4Lotusgroup Advisors$144,569$49,561,135$84,598,570$134,159,705
5Infinium Investment Advisors, Llc$182,796$104,741,903$104,741,903
6Kozak & Associates, Inc.$207,505$320,803,081$320,803,081
7Jenkins Wealth$215,215$211,154,429$2,123,473$213,277,902
8The Retirement Planning Specialists, Llc$216,064$165,072,569$165,072,569
9Wambolt & Associates, Llc$239,808$276,258,771$276,258,771
10Summit Wealth Advisors, Inc.$241,576$118,142,290$5,061,430$123,203,720
11Integrated Financial Planning, P.C.$242,761$121,865,835$121,865,835
12Financially Speaking Inc$247,819$151,896,688$1,007,931$152,904,619
13All Season Financial Advisors, Inc.$248,035$192,908,145$2,791,110$195,699,255
14Transitions Wealth Management, Llc$251,510$255,785,641$255,785,641
15G&S Capital Llc$261,915$235,723,600$235,723,600
16Principium Investments Llc$262,412$117,298,091$117,298,091
17The Holben Group, Llc$275,000$110,000,000$110,000,000
18Vital Investment Management Llc$275,298$108,440,291$1,954,128$110,394,419
19Rosecap Investment Advisors, Llc$275,362$151,780,000$220,000$152,000,000
20Kilterhowling Llc$282,841$120,773,032$120,773,032
21Sharkey Howes & Javer Inc$288,746$694,486,397$111,403,085$805,889,482
22Sharkey Howes & Javer Inc$288,746$694,486,397$111,403,085$805,889,482
23Rainsberger Wealth Advisors$291,127$194,389,420$16,968,914$211,358,334
24Agile Capital Management, Llc. (Dba Personal Benefit Services)$296,228$101,310,106$101,310,106
25Petra Financial Advisors Inc$298,860$158,993,379$158,993,379
26The Institute$301,879$660,076,000$134,000$660,210,000
27Investment Security Group, Inc.$302,356$742,888,185$742,888,185
28Noven Financial Group, Inc.$310,319$272,586,646$25,940,659$298,527,305
29Wealth Legacy Institute, Inc.$318,565$146,858,679$146,858,679
30Harbor Financial Group, Inc.$327,704$222,205,600$5,221,000$227,426,600
31Ratio Wealth Group Llc$352,718$142,850,842$142,850,842
32Ludwick & Shirman$362,008$139,734,928$139,734,928
33Cornerstone Investment Advisors, Llc$380,003$78,139,890$75,761,291$153,901,181
34J.F. Williams Co., Inc.$394,445$178,683,528$178,683,528
35Custom Portfolio Group$395,093$126,330,391$11,161,971$137,492,362
36Schaefer Financial Management, Inc.$414,881$658,001,811$658,001,811
37Cardan Capital Partners, Llc$427,107$888,740,839$52,603,263$941,344,102
38Bsw Wealth Partners$440,572$1,230,087,897$7,037,673$1,237,125,570
39Peak Financial Advisors$457,051$163,404,564$219,580$163,624,144
40Shine Wealth Partners$462,480$712,850,449$7,693,209$720,543,658
41Helm Investment Management, Llc$466,315$226,162,791$226,162,791
42Private Capital Management, Llc$468,624$1,225,794,343$124,975$1,225,919,318
43Mueller Financial Solutions Co.$484,810$124,456,389$4,988,005$129,444,394
44The Wealth Conservancy, Inc.$488,409$77,524,567$27,971,751$105,496,318
45Mattern Capital Management, Llc$511,606$506,489,880$506,489,880
46Ghp Investment Advisors Inc$517,625$1,527,308,746$12,107,036$1,539,415,782
47Colorado Capital Management$520,181$403,140,066$403,140,066
48Wakefield Wealth Management, Lllp$548,278$223,886,000$67,798,000$291,684,000
49Panoramic Investment Advisors$553,181$146,592,906$146,592,906
50Colorado Financial Management Llc$570,961$1,561,160,490$15,834,136$1,576,994,626
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.