RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Wambolt & Associates, LLC$261,056$327,625,599$327,625,599
52Financial Security Management, Inc$172,070$332,353,365$773,913$333,127,278
53Transitions Wealth Management, LLC$941,127$348,216,975$348,216,975
54Jupiter Wealth Management, LLC$1,540,613$350,964,306$29,567,024$380,531,330
55Triumph Capital Management$109,422$372,911,856$372,911,856
56Kozak & Tripp Private Asset Management, Inc.$266,299$406,798,739$27,268,008$434,066,747
57Platte River Wealth Advisors, LLC$2,077,651$427,996,168$427,996,168
58Colorado Capital Management, Inc.$514,104$428,577,298$17,150,575$445,727,873
59Bason Asset Management LLC$686,874$432,672,889$6,926,604$439,599,493
60Mattern Capital Management, LLC$542,101$577,879,545$577,879,545
61The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
62Peak Asset Management, LLC$659,782$700,893,407$28,165,240$729,058,647
63SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
64Sharkey Howes & Javer Inc$288,413$769,485,101$769,485,101
65Wealthgate Family Office LLC$7,329,031$769,548,212$769,548,212
66Janiczek Wealth Management, LLC$716,253$780,000,000$780,000,000
67Investment Security Group, Inc.$299,974$798,230,467$798,230,467
68Schoolcraft Capital LLC$5,681,426$798,605,836$70,652,372$869,258,208
69Northstar Investment Advisors LLC$947,034$903,470,642$903,470,642
70Cardan Capital Partners, LLC$450,317$992,498,537$992,498,537
71Paragon Capital Management$1,636,262$1,000,482,171$115,448,292$1,115,930,463
72Johnson Financial Group LLC$2,183,654$1,162,313,124$178,450,424$1,340,763,548
73Private Capital Management, LLC$458,216$1,311,639,564$232,994$1,311,872,558
74BSW Wealth Partners, Inc., A Public Benefit Corporation$501,831$1,508,512,895$7,519,184$1,516,032,079
75GHP Investment Advisors Inc$1,909,603$1,734,812,803$10,564,180$1,745,376,983
76Sargent Bickham Lagudis, LLC$618,445$1,782,233,437$21,151,516$1,803,384,953
77Obermeyer Wood Investment Counsel, LLLP$956,201$1,956,386,999$1,956,386,999
78MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.