RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | CDKV Holdings LLC | $436,498 | $107,324,771 | $490,271 | $107,815,042 |
| 2 | Genereux Investment Management, Inc. | $380,119 | $112,895,361 | — | $112,895,361 |
| 3 | Maddock Financial, LLC | $1,268,654 | $93,644,562 | $26,877,580 | $120,522,142 |
| 4 | Bonfire Financial, LLC | $289,597 | $119,201,756 | $3,297,968 | $122,499,724 |
| 5 | SUMMIT WEALTH ADVISORS, INC. | $241,576 | $118,142,290 | $5,061,430 | $123,203,720 |
| 6 | FFG Retirement Advisors LLC | $236,658 | $125,665,486 | — | $125,665,486 |
| 7 | The Wealth Conservancy, Inc. | $564,892 | $96,388,598 | $29,582,424 | $125,971,022 |
| 8 | The Holben Group, LLC | $229,656 | $127,000,000 | — | $127,000,000 |
| 9 | JHP Wealth Management, LLC | $574,970 | $128,218,290 | — | $128,218,290 |
| 10 | Vital Investment Management LLC | $270,158 | $128,237,413 | $897,875 | $129,135,288 |
| 11 | Integrity Wealth Solutions LLC | $387,863 | $137,691,389 | — | $137,691,389 |
| 12 | Alpha Capital Family Office, LLC | $290,955 | $136,295,788 | $3,653,349 | $139,949,137 |
| 13 | Integrated Financial Planning, P.C. | $238,455 | — | $143,073,045 | $143,073,045 |
| 14 | Highpass Asset Management LLC | $791,754 | $150,433,315 | — | $150,433,315 |
| 15 | Mueller Financial Solutions Co. | $563,966 | $143,912,774 | $6,666,175 | $150,578,949 |
| 16 | Season Investments, LLC | $438,630 | $125,099,645 | $26,666,205 | $151,765,850 |
| 17 | Callahan Capital Management Inc | $128,369 | $152,162,211 | $1,880,694 | $154,042,905 |
| 18 | Boulder Wealth Advisors, LLC | $317,592 | $156,255,111 | — | $156,255,111 |
| 19 | Custom Portfolio Group LLC | $1,850,698 | $146,145,110 | $11,164,210 | $157,309,320 |
| 20 | Lotusgroup Advisors, LLC | $115,307 | $73,618,701 | $86,196,459 | $159,815,160 |
| 21 | Wealth Legacy Institute, Inc. | $328,245 | $160,840,035 | — | $160,840,035 |
| 22 | Cornerstone Investment Advisors, LLC | $401,135 | $83,054,834 | $80,608,097 | $163,662,931 |
| 23 | Kilterhowling LLC | $314,407 | $151,831,023 | $11,974,768 | $163,805,791 |
| 24 | Whipplewood Advisors, LLC | $550,669 | $163,964,679 | $2,887,951 | $166,852,630 |
| 25 | Panoramic Investment Advisors, LLC | $257,572 | $166,906,372 | — | $166,906,372 |
| 26 | Petra Financial Advisors Inc | $327,237 | $174,090,333 | — | $174,090,333 |
| 27 | Custos Family Office LLC | $1,201,491 | $174,246,806 | $5,976,792 | $180,223,598 |
| 28 | Aspen Wealth Strategies, LLC | $225,630 | $173,120,073 | $10,994,139 | $184,114,212 |
| 29 | The Retirement Planning Specialists, LLC | $234,456 | $186,409,500 | $921,197 | $187,330,697 |
| 30 | M & A Consulting Group, LLC | $310,855 | $189,000,000 | — | $189,000,000 |
| 31 | Peak Financial Advisors, LLC | $514,642 | $192,780,051 | $210,675 | $192,990,726 |
| 32 | J.F. Williams Co., Inc. | $430,169 | — | $194,006,362 | $194,006,362 |
| 33 | Essential Investment Partners, LLC | $755,373 | $185,795,051 | $8,335,817 | $194,130,868 |
| 34 | Keystone Financial Services | $949,934 | $197,586,363 | — | $197,586,363 |
| 35 | Cherry Creek Investment Advisors Inc | $868,815 | $204,171,457 | — | $204,171,457 |
| 36 | All Season Financial Advisors, Inc. | $273,706 | $204,731,971 | — | $204,731,971 |
| 37 | Wealth Management Consultants Colorado, LLC | $1,381,477 | $205,840,046 | — | $205,840,046 |
| 38 | Rosecap Investment Advisors, LLC | $318,891 | $200,713,062 | $15,495,373 | $216,208,435 |
| 39 | Helm Investment Management, LLC | $470,125 | $247,285,624 | — | $247,285,624 |
| 40 | Rainsberger Wealth Advisors, Inc. | $312,886 | $230,955,030 | $17,476,193 | $248,431,223 |
| 41 | Causey Demgen & Moore P.C. | $631,981 | $215,626,621 | $37,797,599 | $253,424,220 |
| 42 | Johnston James M & Associates Inc | $1,672,975 | $136,809,431 | $117,482,710 | $254,292,141 |
| 43 | G&S Capital LLC | $289,570 | $259,744,612 | — | $259,744,612 |
| 44 | Harbor Financial Group, Inc. | $360,938 | $271,431,500 | $4,324,900 | $275,756,400 |
| 45 | JFG Wealth Management, LLC | $1,190,088 | $306,790,199 | $1,442,468 | $308,232,667 |
| 46 | Wakefield Wealth Management, LLLP | $617,950 | $249,512,557 | $75,528,991 | $325,041,548 |
| 47 | Wambolt & Associates, LLC | $261,056 | $327,625,599 | — | $327,625,599 |
| 48 | Financial Security Management, Inc | $172,070 | $332,353,365 | $773,913 | $333,127,278 |
| 49 | Transitions Wealth Management, LLC | $941,127 | $348,216,975 | — | $348,216,975 |
| 50 | Triumph Capital Management | $109,422 | $372,911,856 | — | $372,911,856 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
