RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Paragon Capital Management$1,636,262$1,000,482,171$115,448,292$1,115,930,463
52Peak Asset Management, LLC$659,782$700,893,407$28,165,240$729,058,647
53Peak Financial Advisors, LLC$514,642$192,780,051$210,675$192,990,726
54Petra Financial Advisors Inc$327,237$174,090,333$174,090,333
55Platte River Wealth Advisors, LLC$2,077,651$427,996,168$427,996,168
56Private Capital Management, LLC$458,216$1,311,639,564$232,994$1,311,872,558
57Rainsberger Wealth Advisors, Inc.$312,886$230,955,030$17,476,193$248,431,223
58Rosecap Investment Advisors, LLC$318,891$200,713,062$15,495,373$216,208,435
59Sargent Bickham Lagudis, LLC$618,445$1,782,233,437$21,151,516$1,803,384,953
60Schaefer Financial Management, Inc.$403,191$672,523,282$672,523,282
61Schoolcraft Capital LLC$5,681,426$798,605,836$70,652,372$869,258,208
62Season Investments, LLC$438,630$125,099,645$26,666,205$151,765,850
63Sharkey Howes & Javer Inc$288,413$769,485,101$769,485,101
64SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
65SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
66The Holben Group, LLC$229,656$127,000,000$127,000,000
67The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
68The Retirement Planning Specialists, LLC$234,456$186,409,500$921,197$187,330,697
69The Wealth Conservancy, Inc.$564,892$96,388,598$29,582,424$125,971,022
70Transitions Wealth Management, LLC$941,127$348,216,975$348,216,975
71Triumph Capital Management$109,422$372,911,856$372,911,856
72Vital Investment Management LLC$270,158$128,237,413$897,875$129,135,288
73Wakefield Wealth Management, LLLP$617,950$249,512,557$75,528,991$325,041,548
74Wambolt & Associates, LLC$261,056$327,625,599$327,625,599
75Wealth Legacy Institute, Inc.$328,245$160,840,035$160,840,035
76Wealth Management Consultants Colorado, LLC$1,381,477$205,840,046$205,840,046
77Wealthgate Family Office LLC$7,329,031$769,548,212$769,548,212
78Whipplewood Advisors, LLC$550,669$163,964,679$2,887,951$166,852,630
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Showing 51 to 78 of 78 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.