RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Whipplewood Advisors, LLC$550,669$163,964,679$2,887,951$166,852,630
2Wealthgate Family Office LLC$7,329,031$769,548,212$769,548,212
3Wealth Management Consultants Colorado, LLC$1,381,477$205,840,046$205,840,046
4Wealth Legacy Institute, Inc.$328,245$160,840,035$160,840,035
5Wambolt & Associates, LLC$261,056$327,625,599$327,625,599
6Wakefield Wealth Management, LLLP$617,950$249,512,557$75,528,991$325,041,548
7Vital Investment Management LLC$270,158$128,237,413$897,875$129,135,288
8Triumph Capital Management$109,422$372,911,856$372,911,856
9Transitions Wealth Management, LLC$941,127$348,216,975$348,216,975
10The Wealth Conservancy, Inc.$564,892$96,388,598$29,582,424$125,971,022
11The Retirement Planning Specialists, LLC$234,456$186,409,500$921,197$187,330,697
12The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
13The Holben Group, LLC$229,656$127,000,000$127,000,000
14SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
15SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
16Sharkey Howes & Javer Inc$288,413$769,485,101$769,485,101
17Season Investments, LLC$438,630$125,099,645$26,666,205$151,765,850
18Schoolcraft Capital LLC$5,681,426$798,605,836$70,652,372$869,258,208
19Schaefer Financial Management, Inc.$403,191$672,523,282$672,523,282
20Sargent Bickham Lagudis, LLC$618,445$1,782,233,437$21,151,516$1,803,384,953
21Rosecap Investment Advisors, LLC$318,891$200,713,062$15,495,373$216,208,435
22Rainsberger Wealth Advisors, Inc.$312,886$230,955,030$17,476,193$248,431,223
23Private Capital Management, LLC$458,216$1,311,639,564$232,994$1,311,872,558
24Platte River Wealth Advisors, LLC$2,077,651$427,996,168$427,996,168
25Petra Financial Advisors Inc$327,237$174,090,333$174,090,333
26Peak Financial Advisors, LLC$514,642$192,780,051$210,675$192,990,726
27Peak Asset Management, LLC$659,782$700,893,407$28,165,240$729,058,647
28Paragon Capital Management$1,636,262$1,000,482,171$115,448,292$1,115,930,463
29Panoramic Investment Advisors, LLC$257,572$166,906,372$166,906,372
30Obermeyer Wood Investment Counsel, LLLP$956,201$1,956,386,999$1,956,386,999
31Northstar Investment Advisors LLC$947,034$903,470,642$903,470,642
32Mueller Financial Solutions Co.$563,966$143,912,774$6,666,175$150,578,949
33MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
34Mattern Capital Management, LLC$542,101$577,879,545$577,879,545
35Maddock Financial, LLC$1,268,654$93,644,562$26,877,580$120,522,142
36M & A Consulting Group, LLC$310,855$189,000,000$189,000,000
37Lotusgroup Advisors, LLC$115,307$73,618,701$86,196,459$159,815,160
38Kozak & Tripp Private Asset Management, Inc.$266,299$406,798,739$27,268,008$434,066,747
39Kilterhowling LLC$314,407$151,831,023$11,974,768$163,805,791
40Keystone Financial Services$949,934$197,586,363$197,586,363
41Jupiter Wealth Management, LLC$1,540,613$350,964,306$29,567,024$380,531,330
42Johnston James M & Associates Inc$1,672,975$136,809,431$117,482,710$254,292,141
43Johnson Financial Group LLC$2,183,654$1,162,313,124$178,450,424$1,340,763,548
44JHP Wealth Management, LLC$574,970$128,218,290$128,218,290
45JFG Wealth Management, LLC$1,190,088$306,790,199$1,442,468$308,232,667
46Janiczek Wealth Management, LLC$716,253$780,000,000$780,000,000
47J.F. Williams Co., Inc.$430,169$194,006,362$194,006,362
48IWP Wealth Pca LLC$588,081$171,195,857$298,680,696$469,876,553
49IWP Wealth Management LLC$43,156,416$211,255,160$1,903,409,216$2,114,664,376
50Investment Security Group, Inc.$299,974$798,230,467$798,230,467
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.