RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Integrated Financial Planning, P.C.$221,318$109,552,608$109,552,608
2Cornerstone Investment Advisors, Llc$337,406$71,027,273$66,297,107$137,324,380
3Lotusgroup Advisors$200,832$74,704,187$67,886,856$142,591,043
4Vital Investment Management Llc$261,795$99,358,573$1,694,256$101,052,829
5Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
6Altius Financial, Inc.$184,752$102,906,843$102,906,843
7Principium Investments Llc$238,387$103,211,292$1,202,382$104,413,674
8Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
9Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
10Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
11Ludwick & Shirman$267,320$123,769,216$123,769,216
12Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
13The Retirement Planning Specialists, Llc$194,308$137,570,313$137,570,313
14All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
15Harbor Financial Group, Inc.$292,183$171,342,400$1,629,900$172,972,300
16Highwater Wealth Management Llc$850,374$175,576,470$5,553,263$181,129,733
17Wakefield Wealth Management, Lllp$436,043$178,937,000$54,346,000$233,283,000
18Wambolt & Associates, Llc$218,498$199,270,266$199,270,266
19G&S Capital Llc$244,249$209,321,300$209,321,300
20Kozak & Associates, Inc.$181,397$232,369,963$232,369,963
21Transitions Wealth Management, Llc$251,510$255,785,641$255,785,641
22Vista Private Wealth Partners Llc$244,332$268,032,515$268,032,515
23Investment Security Group, Inc.$277,053$617,550,621$617,550,621
24Private Capital Management, Llc$370,330$1,001,371,294$1,001,371,294
25Ghp Investment Advisors Inc$367,874$1,265,249,918$12,007,390$1,277,257,308
26Colorado Financial Management Llc$518,995$1,563,570,133$6,390,973$1,569,961,106

Showing 1 to 26 of 26 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.