RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
2Principium Investments LLC$238,387$103,211,292$1,202,382$104,413,674
3Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
4Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
5Ludwick & Shirman$267,320$123,769,216$123,769,216
6Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
7Cornerstone Investment Advisors$337,406$71,027,273$66,297,107$137,324,380
8The Retirement Planning Specialists, LLC$194,308$137,570,313$137,570,313
9LotusGroup Advisors$200,832$74,704,187$67,886,856$142,591,043
10All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
11Harbor Financial Group$292,183$171,342,400$1,629,900$172,972,300
12Highwater Wealth Management LLC$850,374$175,576,470$5,553,263$181,129,733
13Wambolt & Associates$218,498$199,270,266$199,270,266
14G&S Capital LLC$244,249$209,321,300$209,321,300
15Transitions Wealth Management$251,510$255,785,641$255,785,641
16Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
17Investment Security Group, Inc.$277,053$617,550,621$617,550,621
18Private Capital Management, LLC$370,330$1,001,371,294$1,001,371,294
19GHP Investment Advisors Inc$367,874$1,265,249,918$12,007,390$1,277,257,308
20Colorado Financial Management$518,995$1,563,570,133$6,390,973$1,569,961,106

Showing 1 to 20 of 20 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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