RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1The Wealth Conservancy, Inc.$355,161$77,486,272$24,444,887$101,931,159
2Wealth Legacy Institute, Inc.$257,050$113,101,940$113,101,940
3Custom Portfolio Group$1,545,981$116,522,665$7,155,821$123,678,486
4Essential Investment Partners, LLC$604,878$124,270,375$6,383,258$130,653,633
5Cherry Creek Investment Advisors Inc$828,571$145,000,000$145,000,000
6Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
7J.F. Williams Co., Inc.$344,746$149,619,602$149,619,602
8Wealth Management Consultants Colorado, LLC$1,065,264$153,398,023$153,398,023
9Rainsberger Wealth Advisors$277,730$169,179,374$16,066,608$185,245,982
10Helm Investment Management$442,602$199,171,104$199,171,104
11Causey Demgen & Moore P.C.$690,330$203,358,452$11,334,162$214,692,614
12Bason Asset Management$495,366$233,218,000$5,053,000$238,271,000
13Noven Financial Group, Inc.$274,775$212,299,971$26,754,609$239,054,580
14IWP Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
15Obermeyer Wood Investment Counsel, Lllp$333,825$302,779,262$302,779,262
16Colorado Capital Management$418,013$308,075,330$308,075,330
17Peak Asset Management$547,589$506,125,268$21,750,459$527,875,727
18Schaefer Financial Management, Inc.$358,997$554,290,947$554,290,947
19Janiczek Wealth Management$541,150$564,419,311$564,419,311
20Shine Investment Advisory Services Inc$406,033$586,540,134$7,080,211$593,620,345
21Cardan Capital Partners, LLC$373,890$666,201,989$36,336,529$702,538,518
22Paragon Capital Management$1,244,914$737,881,134$78,782,281$816,663,415
23Cherry Creek Family Offices$1,142,388$157,670,049$669,419,005$827,089,054
24Johnson Financial Group$1,816,637$636,302,061$313,798,974$950,101,035
25BSW Wealth Partners$420,540$1,023,403,497$48,973,263$1,072,376,760
26Obermeyer Wood Investment Counsel, LLP$695,189$1,346,580,140$1,346,580,140
27IWP Wealth Management$44,283,216$211,529,898$1,781,214,830$1,992,744,728

Showing 1 to 27 of 27 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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