RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Chilton Investment Services, Llc$4,239,616$4,468,253,000$72,376,000$4,540,629,000
2Hfm Wealth Management$3,858,505$711,289,325$37,260,684$748,550,009
3Jackson, Grant Investment Advisers, Inc.$3,634,381$363,438,089$363,438,089
4Castlekeep Investment Advisors$3,285,775$117,484,528$473,955,027$591,439,555
5Northeast Financial$2,501,662$3,267,352,856$52,352,579$3,319,705,435
6New England Guild Wealth Advisors, Inc.$1,836,402$328,715,954$328,715,954
7Baxter Investment Management$1,742,794$670,975,807$670,975,807
8Beirne Wealth Consulting Services, Llc$1,458,931$519,819,667$1,244,027,760$1,763,847,427
9Bradley Foster & Sargent Inc$1,273,929$4,234,983,943$3,379,252$4,238,363,195
10Eagle Ridge Investment Management Llc$1,220,711$823,921,411$58,652,676$882,574,087
11Falcon Capital Management Inc$1,219,581$99,716,000$5,168,000$104,884,000
12Bourgeon Capital Management Llc$1,156,495$339,500,000$43,300,000$382,800,000
13Personal Business Management Group Ltd$1,135,830$107,903,885$107,903,885
14Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
15Gilman Hill Asset Management, Llc$969,564$388,794,977$388,794,977
16Monte Financial Group, Llc$961,139$273,924,658$273,924,658
17Asset Strategies, Inc.$883,311$125,430,210$125,430,210
18Scholtz & Co$838,787$253,315,971$836,464$254,152,435
19Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344
20Fierston Financial Group Inc$786,762$713,593,415$713,593,415
21Drum Hill Capital, Llc$779,729$127,827,963$16,421,852$144,249,815
22Principle Wealth Partners Llc$767,157$783,267,081$783,267,081
23John A. Bysko Associates$755,570$172,269,943$172,269,943
24Mullaney Keating & Wright Inc$651,634$259,466,765$16,174,586$275,641,351
25Charter Research & Investment Group Inc$581,976$219,986,767$219,986,767
26Compass Asset Management, Llc$580,142$402,000,000$7,000,000$409,000,000
27Diastole Wealth Management$553,102$231,893,827$442,890,313$674,784,140
28Htg Investment Advisors Inc$535,125$641,614,535$641,614,535
29Sagebroadview Wealth Management, Llc$462,826$239,281,189$239,281,189
30Coastal Bridge Advisors$453,914$2,093,926,322$4,971,981$2,098,898,303
31Nauset Wealth Management, Llc$423,620$222,824,182$222,824,182
32Kennedy Wealth And Tax Management, Inc.$418,575$112,009,000$8,122,000$120,131,000
33Northcoast Asset Management Llc$387,412$2,100,546,549$2,100,546,549
34Mark Sheptoff Financial Planning Llc$375,209$315,550,444$315,550,444
35Wooster Corthell Wealth Management, Inc.$370,142$328,315,777$328,315,777
363D Asset Management, Inc.$328,088$603,025,169$603,025,169
37Briggs Wealth Management, Inc.$285,405$116,042,920$53,202,478$169,245,398
38Apella Capital$277,413$549,000,000$549,000,000
39Shoreline Financial Advisors, Llc$268,048$168,021,242$10,230,569$178,251,811
40Sightline Wealth Advisors, Llc$224,487$129,523,697$55,677,763$185,201,460

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.