RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
2Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
3Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
4Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
5New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
6Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
7Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
8Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
9Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
10Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
11Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
12FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
13PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
14Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
15Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
16Benemark, Inc$989,388$221,622,902$221,622,902
17Monte Financial Group, LLC$931,318$287,777,203$287,777,203
18Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
19Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
20Fierston Financial Group Inc$855,862$776,266,438$776,266,438
21Constitution Capital LLC$844,870$168,974,075$168,974,075
22Bysko John Allan$829,195$189,056,524$189,056,524
23Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
24PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
25Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
26Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
27Compass Asset Management LLC$606,324$419,576,000$419,576,000
28HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
29Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
30Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
31Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
32Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
333D/L Capital Management, LLC$491,537$681,762,070$681,762,070
34Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
35Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
36Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
37Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
38Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
39KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
40GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
41Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
42CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
43Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
44Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
453D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
46Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
47Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
48Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
49Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.