RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
2Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
3Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
4Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
5Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
6Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
7Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
8PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
9Fierston Financial Group Inc$855,862$776,266,438$776,266,438
10Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
11HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
12Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
13Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
14GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
15Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
16Compass Asset Management LLC$606,324$419,576,000$419,576,000
17Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
18Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
19Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
20Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
21New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
22Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
23Monte Financial Group, LLC$931,318$287,777,203$287,777,203
24Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
25Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
26Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
27Bysko John Allan$829,195$189,056,524$189,056,524
28Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
29Constitution Capital LLC$844,870$168,974,075$168,974,075
30Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
31Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
32Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
33Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
34Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
35Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
36KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
37PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
38FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
39CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
40Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
41Benemark, Inc$989,388$221,622,902$221,622,902

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.