RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fierston Financial Group Inc$786,762$713,593,415$713,593,415
2New England Guild Wealth Advisors, Inc.$1,836,402$328,715,954$328,715,954
3Wooster Corthell Wealth Management, Inc.$370,142$328,315,777$328,315,777
4Baxter Investment Management$1,742,794$670,975,807$670,975,807
5Mark Sheptoff Financial Planning Llc$375,209$315,550,444$315,550,444
6Sagebroadview Wealth Management, Llc$462,826$239,281,189$239,281,189
7Htg Investment Advisors Inc$535,125$641,614,535$641,614,535
8Asset Strategies, Inc.$883,311$125,430,210$125,430,210
9Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
10Gilman Hill Asset Management, Llc$969,564$388,794,977$388,794,977
11Charter Research & Investment Group Inc$581,976$219,986,767$219,986,767
12Monte Financial Group, Llc$961,139$273,924,658$273,924,658
13John A. Bysko Associates$755,570$172,269,943$172,269,943
14Jackson, Grant Investment Advisers, Inc.$3,634,381$363,438,089$363,438,089
15Principle Wealth Partners Llc$767,157$783,267,081$783,267,081
16Personal Business Management Group Ltd$1,135,830$107,903,885$107,903,885
17Scholtz & Co$838,787$253,315,971$836,464$254,152,435
18Bradley Foster & Sargent Inc$1,273,929$4,234,983,943$3,379,252$4,238,363,195
19Coastal Bridge Advisors$453,914$2,093,926,322$4,971,981$2,098,898,303
20Falcon Capital Management Inc$1,219,581$99,716,000$5,168,000$104,884,000
21Compass Asset Management, Llc$580,142$402,000,000$7,000,000$409,000,000
22Kennedy Wealth And Tax Management, Inc.$418,575$112,009,000$8,122,000$120,131,000
23Shoreline Financial Advisors, Llc$268,048$168,021,242$10,230,569$178,251,811
24Mullaney Keating & Wright Inc$651,634$259,466,765$16,174,586$275,641,351
25Drum Hill Capital, Llc$779,729$127,827,963$16,421,852$144,249,815
26Bourgeon Capital Management Llc$1,156,495$339,500,000$43,300,000$382,800,000
27Northeast Financial$2,501,662$3,267,352,856$52,352,579$3,319,705,435
28Briggs Wealth Management, Inc.$285,405$116,042,920$53,202,478$169,245,398
29Sightline Wealth Advisors, Llc$224,487$129,523,697$55,677,763$185,201,460
30Eagle Ridge Investment Management Llc$1,220,711$823,921,411$58,652,676$882,574,087
31Chilton Investment Services, Llc$4,239,616$4,468,253,000$72,376,000$4,540,629,000
32Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344

Showing 1 to 32 of 32 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.