RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
2Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
3Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
4Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
5Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
6New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
7HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
8Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
9Constitution Capital LLC$844,870$168,974,075$168,974,075
10Monte Financial Group, LLC$931,318$287,777,203$287,777,203
11Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
12Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
13Bysko John Allan$829,195$189,056,524$189,056,524
14Fierston Financial Group Inc$855,862$776,266,438$776,266,438
15PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
16Compass Asset Management LLC$606,324$419,576,000$419,576,000
17PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
18Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
19Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
20Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
21Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
22GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
23Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
24Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
25Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
26FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
27KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
28Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
29Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
30Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
31Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
32Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
33Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
34Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
35Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
36Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
37Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
38CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
39Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
40Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
41Benemark, Inc$989,388$221,622,902$221,622,902

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.