RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Benemark, Inc$989,388$221,622,902$221,622,902
2Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
3Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
4CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
5Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
6Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
7Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
8Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
9Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
10Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
11Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
12Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
13Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
14Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
15KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
16FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
17Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
18Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
19Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
20GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
21Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
22Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
23Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
24Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
25Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
26Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
27Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
28New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
29HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
30Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
31Constitution Capital LLC$844,870$168,974,075$168,974,075
32Monte Financial Group, LLC$931,318$287,777,203$287,777,203
33Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
34Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
35Bysko John Allan$829,195$189,056,524$189,056,524
36Fierston Financial Group Inc$855,862$776,266,438$776,266,438
37PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
38Compass Asset Management LLC$606,324$419,576,000$419,576,000
39PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
40Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
41Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.