RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
2PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
3KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
4Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
5Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
6CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
7Constitution Capital LLC$844,870$168,974,075$168,974,075
8Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
9Bysko John Allan$829,195$189,056,524$189,056,524
10Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
11Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
12Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
13Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
14Benemark, Inc$989,388$221,622,902$221,622,902
15Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
16Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
17Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
18Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
19Monte Financial Group, LLC$931,318$287,777,203$287,777,203
20Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
21New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
22Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
23Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
24Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
25Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
26Compass Asset Management LLC$606,324$419,576,000$419,576,000
27GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
28Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
29Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
30Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
31HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
32Fierston Financial Group Inc$855,862$776,266,438$776,266,438
33PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
34Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
35Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
36Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
37Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
38Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
39Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
40Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
41Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.