RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
2Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
3Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
4New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
5Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
6Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
7Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
8Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
9Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
10FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
11PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
12Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
13Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
14Benemark, Inc$989,388$221,622,902$221,622,902
15Monte Financial Group, LLC$931,318$287,777,203$287,777,203
16Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
17Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
18Fierston Financial Group Inc$855,862$776,266,438$776,266,438
19Constitution Capital LLC$844,870$168,974,075$168,974,075
20Bysko John Allan$829,195$189,056,524$189,056,524
21Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
22PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
23Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
24Compass Asset Management LLC$606,324$419,576,000$419,576,000
25HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
26Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
27Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
28Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
29Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
30Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
31Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
32Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
33Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
34KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
35GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
36CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
37Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
38Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
39Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
40Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
41Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.