RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
2BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
3BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
4BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
5BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
6CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
7CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
8COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
9DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
10EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
11FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
12FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
13GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
14GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
15HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
16JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
17JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
18JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
19KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
20MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
21MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
22MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
23NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
24NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
25PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
26PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
27ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
28RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
29SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
30SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
31SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
32SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
33THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
34WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777

Showing 1 to 34 of 34 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.