RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
2Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
3Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
4Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
5Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
6Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
7Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
8Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
9PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
10PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
11Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
12New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
13Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
14Monte Financial Group, LLC$931,318$287,777,203$287,777,203
15Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
16Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
17Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
18KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
19Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
20Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
21HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
22GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
23Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
24Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
25Fierston Financial Group Inc$855,862$776,266,438$776,266,438
26FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
27Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
28Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
29Constitution Capital LLC$844,870$168,974,075$168,974,075
30Compass Asset Management LLC$606,324$419,576,000$419,576,000
31Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
32Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
33CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
34Bysko John Allan$829,195$189,056,524$189,056,524
35Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
36Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
37Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
38Benemark, Inc$989,388$221,622,902$221,622,902
39Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
40Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
41Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.